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PIMCO GLOBAL STOCKSPLS INCM
PIMCO GLOBAL STOCKSPLS INCM. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 21 Institutional holders with a total value of $6,820,068.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MSI Financial Services Inc 114,635 1,940,000 28.45%
2 LPL Financial LLC 74,209 1,303,000 19.11%
3 Traynor Capital Management, Inc. 71,453 1,209,000 17.73%
4 MORGAN STANLEY 36,476 617,000 9.05%
5 BANK OF AMERICA CORP /DE/ 24,837 420,000 6.16%
6 Virtu KCG Holdings LLC 17,165 290,000 4.25%
7 NATIONAL PLANNING CORP 12,410 220,000 3.23%
8 AMERIPRISE FINANCIAL INC 12,500 212,000 3.11%
9 UBS Group AG 9,362 158,000 2.32%
10 BRUDERMAN ASSET MANAGEMENT, LLC 8,180 138,000 2.02%
11 FIRST FINANCIAL CORP /IN/ 7,325 124,000 1.82%
12 AMERICAN INTERNATIONAL GROUP, INC. 2,900 49,068 0.72%
13 ROYAL BANK OF CANADA 2,021 34,000 0.50%
14 Hudock, Inc. 2,051 34,000 0.50%
15 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,363 23,000 0.34%
16 HARFST & ASSOCIATES, INC. 1,035 18,000 0.26%
17 WELLS FARGO & COMPANY/MN 914 16,000 0.23%
18 BENJAMIN F. EDWARDS & COMPANY, INC. 390 7,000 0.10%
19 PNC FINANCIAL SERVICES GROUP, INC. 200 3,000 0.04%
20 CITIGROUP INC 192 3,000 0.04%
21 GUPTA WEALTH MANAGEMENT LLC 100 2,000 0.03%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.