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PIMCO GLOBAL STOCKSPLS INCM
PIMCO GLOBAL STOCKSPLS INCM. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 24 Institutional holders with a total value of $10,780,904.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LPL Financial LLC 113,899 2,943,000 27.30%
2 MSI Financial Services Inc 96,550 2,495,000 23.14%
3 MORGAN STANLEY 36,961 955,000 8.86%
4 NATIONAL PLANNING CORP 36,090 933,000 8.65%
5 Commonwealth Equity Services, Inc 27,794 718,000 6.66%
6 BANK OF AMERICA CORP /DE/ 21,768 562,000 5.21%
7 Cambridge Investment Research Advisors, Inc. 16,246 420,000 3.90%
8 UBS AG 14,602 377,000 3.50%
9 First Heartland Consultants, Inc. 9,068 234,000 2.17%
10 Creative Planning 8,039 208,000 1.93%
11 Gary Goldberg Planning Services Inc 7,535 195,000 1.81%
12 FIRST FINANCIAL CORP /IN/ 6,640 172,000 1.60%
13 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,693 147,000 1.36%
14 AMERICAN INTERNATIONAL GROUP, INC. 3,740 96,642 0.90%
15 AMERIPRISE FINANCIAL INC 3,600 93,000 0.86%
16 WELLS FARGO & COMPANY/MN 2,806 72,000 0.67%
17 B. Riley Wealth Advisors, Inc. 2,255 58,262 0.54%
18 Hudock, Inc. 2,051 53,000 0.49%
19 Focused Wealth Management, Inc 1,097 28,000 0.26%
20 BENJAMIN F. EDWARDS & COMPANY, INC. 400 10,000 0.09%
21 Tower Research Capital LLC (TRC) 200 5,000 0.05%
22 Ground Swell Capital, LLC 100 3,000 0.03%
23 NEW ENGLAND SECURITIES CORP /MA/ 100 3,000 0.03%
24 ROYAL BANK OF CANADA 2 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.