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PIMCO GLOBAL STOCKSPLS INCM
PIMCO GLOBAL STOCKSPLS INCM. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 22 Institutional holders with a total value of $8,745,554.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MSI Financial Services Inc 113,158 2,519,000 28.80%
2 LPL Financial LLC 80,759 1,813,000 20.73%
3 MORGAN STANLEY 44,829 997,000 11.40%
4 Traynor Capital Management, Inc. 31,874 709,000 8.11%
5 Commonwealth Equity Services, Inc 22,699 505,000 5.77%
6 BANK OF AMERICA CORP /DE/ 18,846 420,000 4.80%
7 UBS Group AG 15,648 348,000 3.98%
8 NATIONAL PLANNING CORP 14,752 335,000 3.83%
9 Cambridge Investment Research Advisors, Inc. 15,026 334,000 3.82%
10 AMERIPRISE FINANCIAL INC 9,350 201,000 2.30%
11 BRUDERMAN ASSET MANAGEMENT, LLC 7,890 176,000 2.01%
12 FIRST FINANCIAL CORP /IN/ 7,325 163,000 1.86%
13 AMERICAN INTERNATIONAL GROUP, INC. 2,900 64,554 0.74%
14 Hudock, Inc. 2,051 46,000 0.53%
15 ROYAL BANK OF CANADA 2,021 45,000 0.51%
16 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,476 33,000 0.38%
17 WELLS FARGO & COMPANY/MN 409 9,000 0.10%
18 BENJAMIN F. EDWARDS & COMPANY, INC. 390 9,000 0.10%
19 Creative Planning 325 7,000 0.08%
20 PNC FINANCIAL SERVICES GROUP, INC. 200 4,000 0.05%
21 CITIGROUP INC 192 4,000 0.05%
22 Tower Research Capital LLC (TRC) 200 4,000 0.05%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.