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PIMCO GLOBAL STOCKSPLS INCM
PIMCO GLOBAL STOCKSPLS INCM. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 21 Institutional holders with a total value of $6,276,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MSI Financial Services Inc 117,046 1,743,000 27.77%
2 LPL Financial LLC 93,416 1,461,000 23.28%
3 Traynor Capital Management, Inc. 89,121 1,327,000 21.14%
4 BANK OF AMERICA CORP /DE/ 35,222 525,000 8.37%
5 MORGAN STANLEY 31,758 473,000 7.54%
6 NATIONAL PLANNING CORP 12,410 233,000 3.71%
7 AMERIPRISE FINANCIAL INC 13,900 207,000 3.30%
8 FIRST FINANCIAL CORP /IN/ 7,325 109,000 1.74%
9 UBS Group AG 2,778 41,000 0.65%
10 AMERICAN INTERNATIONAL GROUP, INC. 2,700 40,000 0.64%
11 ROYAL BANK OF CANADA 2,003 30,000 0.48%
12 Hudock, Inc. 2,051 30,000 0.48%
13 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,094 17,000 0.27%
14 WELLS FARGO & COMPANY/MN 915 14,000 0.22%
15 ADVANTAGE INVESTMENT MANAGEMENT, LLC 500 7,000 0.11%
16 Tower Research Capital LLC (TRC) 374 6,000 0.10%
17 BENJAMIN F. EDWARDS & COMPANY, INC. 390 6,000 0.10%
18 PNC FINANCIAL SERVICES GROUP, INC. 200 3,000 0.05%
19 Windsor Capital Management, LLC 200 2,000 0.03%
20 CITIGROUP INC 147 2,000 0.03%
21 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 10 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.