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PIMCO GLOBAL STOCKSPLS INCM
PIMCO GLOBAL STOCKSPLS INCM. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 22 Institutional holders with a total value of $9,481,526.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LPL Financial LLC 114,673 2,714,000 28.62%
2 MSI Financial Services Inc 100,765 2,385,000 25.15%
3 MORGAN STANLEY 35,343 836,000 8.82%
4 NATIONAL PLANNING CORP 31,335 753,000 7.94%
5 Commonwealth Equity Services, Inc 29,774 705,000 7.44%
6 BANK OF AMERICA CORP /DE/ 19,039 451,000 4.76%
7 Cambridge Investment Research Advisors, Inc. 15,222 360,000 3.80%
8 UBS AG 11,850 280,000 2.95%
9 First Heartland Consultants, Inc. 9,068 215,000 2.27%
10 Creative Planning 8,039 190,000 2.00%
11 FIRST FINANCIAL CORP /IN/ 6,640 157,000 1.66%
12 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,708 111,000 1.17%
13 AMERICAN INTERNATIONAL GROUP, INC. 3,740 88,526 0.93%
14 AMERIPRISE FINANCIAL INC 3,100 73,000 0.77%
15 WELLS FARGO & COMPANY/MN 2,329 55,000 0.58%
16 Hudock, Inc. 2,051 49,000 0.52%
17 Gary Goldberg Planning Services Inc 1,755 42,000 0.44%
18 BENJAMIN F. EDWARDS & COMPANY, INC. 400 9,000 0.09%
19 Tower Research Capital LLC (TRC) 200 5,000 0.05%
20 NEW ENGLAND SECURITIES CORP /MA/ 100 2,000 0.02%
21 CITIGROUP INC 50 1,000 0.01%
22 ROYAL BANK OF CANADA 2 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.