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PIMCO GLOBAL STOCKSPLS INCM
PIMCO GLOBAL STOCKSPLS INCM. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 20 Institutional holders with a total value of $11,108,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LPL Financial LLC 237,584 4,343,000 39.10%
2 MSI Financial Services Inc 117,176 2,123,000 19.11%
3 Traynor Capital Management, Inc. 112,757 2,043,000 18.39%
4 MORGAN STANLEY 33,500 607,000 5.46%
5 NATIONAL PLANNING CORP 32,360 563,000 5.07%
6 BANK OF AMERICA CORP /DE/ 21,691 393,000 3.54%
7 AMERIPRISE FINANCIAL INC 18,757 340,000 3.06%
8 IFP ADVISORS, INC 7,611 138,000 1.24%
9 SG Americas Securities, LLC 7,540 137,000 1.23%
10 FIRST FINANCIAL CORP /IN/ 7,115 129,000 1.16%
11 UBS Group AG 3,419 62,000 0.56%
12 AMERICAN INTERNATIONAL GROUP, INC. 2,700 49,000 0.44%
13 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,114 38,000 0.34%
14 Hudock, Inc. 2,051 37,000 0.33%
15 ROYAL BANK OF CANADA 2,003 36,000 0.32%
16 CITIGROUP INC 1,477 27,000 0.24%
17 ADVANTAGE INVESTMENT MANAGEMENT, LLC 1,334 24,000 0.22%
18 WELLS FARGO & COMPANY/MN 807 15,000 0.14%
19 PNC FINANCIAL SERVICES GROUP, INC. 200 4,000 0.04%
20 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 10 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.