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PIMCO GLOBAL STOCKSPLS INCM
PIMCO GLOBAL STOCKSPLS INCM. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 24 Institutional holders with a total value of $9,784,782.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LPL Financial LLC 150,145 2,619,000 26.77%
2 Commonwealth Equity Services, Inc 116,222 2,021,000 20.65%
3 MORGAN STANLEY 97,963 1,703,000 17.40%
4 Traynor Capital Management, Inc. 51,765 1,087,000 11.11%
5 BANK OF AMERICA CORP /DE/ 41,564 723,000 7.39%
6 AMERIPRISE FINANCIAL INC 21,847 380,000 3.88%
7 MML INVESTORS SERVICES, INC. 17,146 298,000 3.05%
8 LADENBURG THALMANN FINANCIAL SERVICES INC. 12,718 221,000 2.26%
9 ADVISOR GROUP, INC. 10,625 185,000 1.89%
10 UBS Group AG 7,616 132,000 1.35%
11 FIRST FINANCIAL CORP /IN/ 7,115 124,000 1.27%
12 WELLS FARGO & COMPANY/MN 6,339 111,000 1.13%
13 ROYAL BANK OF CANADA 2,128 37,000 0.38%
14 Hudock, Inc. 2,051 35,000 0.36%
15 GENEOS WEALTH MANAGEMENT INC. 1,900 33,000 0.34%
16 JACOBI CAPITAL MANAGEMENT LLC 1,055 19,000 0.19%
17 IFP ADVISORS, INC 750 13,000 0.13%
18 FEDERATION DES CAISSES DESJARDINS DU QUEBEC 735 12,782 0.13%
19 Creative Planning 683 12,000 0.12%
20 NEXT Financial Group, Inc 550 10,000 0.10%
21 PNC FINANCIAL SERVICES GROUP, INC. 200 3,000 0.03%
22 US BANCORP \DE\ 134 2,000 0.02%
23 CITIGROUP INC 90 2,000 0.02%
24 PENSERRA CAPITAL MANAGEMENT LLC 148 2,000 0.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.