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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 87 Institutional holders with a total value of $167,961,970.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ASSETMARK, INC 1 0 0.00%
2 Parallax Volatility Advisers, L.P. 1 0 0.00%
3 VALLEY NATIONAL ADVISERS INC 2 0 0.00%
4 Winslow, Evans & Crocker, Inc. 10 1,460 0.00%
5 ADVANTAGE INVESTMENT MANAGEMENT, LLC 13 2,000 0.00%
6 NEXT Financial Group, Inc 20 3,000 0.00%
7 BESSEMER GROUP INC 37 5,000 0.00%
8 KANALY TRUST CO 53 8,000 0.00%
9 JACOBI CAPITAL MANAGEMENT LLC 54 8,000 0.00%
10 US BANCORP \DE\ 60 9,000 0.01%
11 PACIFIC CENTER FOR FINANCIAL SERVICES 67 10,000 0.01%
12 ASSET DEDICATION, LLC 100 15,000 0.01%
13 GLOBAL RETIREMENT PARTNERS, LLC 100 15,000 0.01%
14 Financial Architects, Inc 142 21,000 0.01%
15 KRILOGY FINANCIAL LLC 169 25,000 0.01%
16 MSI Financial Services Inc 172 25,000 0.01%
17 FLOW TRADERS U.S. LLC 200 29,000 0.02%
18 Joel Isaacson & Co., LLC 231 34,000 0.02%
19 BENJAMIN F. EDWARDS & COMPANY, INC. 260 38,000 0.02%
20 Evercore Wealth Management, LLC 272 40,000 0.02%
21 BANK OF MONTREAL /CAN/ 325 47,000 0.03%
22 GLENMEDE TRUST CO NA 350 51,000 0.03%
23 Sunbelt Securities, Inc. 353 51,510 0.03%
24 Ruggie Capital Group 427 62,000 0.04%
25 ALPHA OMEGA WEALTH MANAGEMENT LLC 530 77,000 0.05%
26 IFP ADVISORS, INC 563 82,000 0.05%
27 Psagot Value Holdings Ltd. 600 88,000 0.05%
28 Stanford Investment Group, Inc. 696 102,000 0.06%
29 Creative Planning 794 116,000 0.07%
30 D'Orazio & Associates, Inc. 820 120,000 0.07%
31 PNC FINANCIAL SERVICES GROUP, INC. 994 146,000 0.09%
32 ASPIRIANT, LLC 1,399 204,000 0.12%
33 Private Advisor Group, LLC 1,372 206,000 0.12%
34 AMERIPRISE FINANCIAL INC 1,415 207,000 0.12%
35 BLAIR WILLIAM & CO/IL 1,454 212,000 0.13%
36 J.P. Morgan Private Wealth Advisors LLC 1,566 229,000 0.14%
37 Liberty Capital Management, Inc. 1,553 234,000 0.14%
38 LifePlan Financial Group, Inc 1,722 251,000 0.15%
39 Sigma Planning Corp 1,933 282,000 0.17%
40 Concert Wealth Management Inc. 1,963 287,000 0.17%
41 LATHROP INVESTMENT MANAGEMENT CO 2,000 292,000 0.17%
42 GW HENSSLER & ASSOCIATES LTD 2,170 317,000 0.19%
43 STIFEL FINANCIAL CORP 2,426 350,000 0.21%
44 Stratos Wealth Partners, LTD. 2,431 355,000 0.21%
45 Garrison Asset Management, LLC 2,517 367,000 0.22%
46 ProVise Management Group, LLC 2,825 412,000 0.25%
47 SII INVESTMENTS INC/WI 2,884 420,000 0.25%
48 MCADAM, LLC 2,903 424,000 0.25%
49 Cambridge Investment Research Advisors, Inc. 3,295 481,000 0.29%
50 UNITED CAPITAL FINANCIAL ADVISORS, LLC 3,969 579,000 0.34%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.