Dark
Light
System
Security
RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 95 Institutional holders with a total value of $256,432,249.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 304,999 53,079,000 20.70%
2 FRONTIER INVESTMENT MGMT CO 139,250 24,234,000 9.45%
3 UBS Group AG 136,555 23,765,000 9.27%
4 PEAK FINANCIAL MANAGEMENT, INC. 101,843 17,724,000 6.91%
5 BANK OF AMERICA CORP /DE/ 69,385 12,075,000 4.71%
6 MORGAN STANLEY 57,926 10,081,000 3.93%
7 BERGANKDV WEALTH MANAGEMENT, LLC 57,662 10,035,000 3.91%
8 RAYMOND JAMES & ASSOCIATES 50,270 8,751,000 3.41%
9 GOLDMAN SACHS GROUP INC 49,568 8,626,000 3.36%
10 MAI Capital Management 46,171 8,035,000 3.13%
11 WELLS FARGO & COMPANY/MN 37,453 6,518,000 2.54%
12 SignalPoint Asset Management, LLC 28,017 4,876,000 1.90%
13 Tower Research Capital LLC (TRC) 27,100 4,716,000 1.84%
14 ROYAL BANK OF CANADA 26,152 4,551,000 1.77%
15 FCA CORP /TX 23,529 4,095,000 1.60%
16 ADVISOR GROUP, INC. 19,917 3,467,000 1.35%
17 Hartford Financial Management Inc. 19,350 3,367,000 1.31%
18 CARDAN CAPITAL PARTNERS, LLC 16,041 2,792,000 1.09%
19 FDx Advisors, Inc. 15,692 2,731,000 1.06%
20 Commonwealth Equity Services, Inc 13,793 2,400,000 0.94%
21 LPL Financial LLC 13,516 2,352,000 0.92%
22 LADENBURG THALMANN FINANCIAL SERVICES INC. 12,855 2,235,000 0.87%
23 WEXFORD CAPITAL LP 12,139 2,113,000 0.82%
24 CAHILL FINANCIAL ADVISORS INC 11,770 2,049,000 0.80%
25 HighTower Advisors, LLC 11,320 1,981,000 0.77%
26 SG Americas Securities, LLC 11,216 1,952,000 0.76%
27 ACCESS FINANCIAL SERVICES, INC. 8,853 1,541,000 0.60%
28 HOWE & RUSLING INC 8,679 1,510,000 0.59%
29 Freedom Investment Management, Inc. 8,017 1,395,000 0.54%
30 Spectrum Asset Management, Inc. (NB/CA) 7,659 1,333,000 0.52%
31 Raymond James Financial Services Advisors, Inc. 7,155 1,245,000 0.49%
32 VALICENTI ADVISORY SERVICES INC 6,540 1,138,000 0.44%
33 Friedenthal Financial 6,430 1,119,000 0.44%
34 Private Advisor Group, LLC 5,895 1,019,000 0.40%
35 BRUDERMAN ASSET MANAGEMENT, LLC 5,664 986,000 0.38%
36 Ironsides Asset Advisors, LLC 5,620 978,000 0.38%
37 FEDERATION DES CAISSES DESJARDINS DU QUEBEC 5,094 886,509 0.35%
38 STEPHENS INC /AR/ 4,906 854,000 0.33%
39 Legacy Private Trust Co. 4,827 840,000 0.33%
40 Somerset Group LLC 4,829 840,000 0.33%
41 Cambridge Investment Research Advisors, Inc. 4,707 819,000 0.32%
42 COMERICA BANK 4,491 799,000 0.31%
43 J.P. Morgan Private Wealth Advisors LLC 4,466 777,000 0.30%
44 MCADAM, LLC 4,395 765,000 0.30%
45 AMERIPRISE FINANCIAL INC 4,058 706,000 0.28%
46 MIGDAL INSURANCE & FINANCIAL HOLDINGS LTD. 3,413 594,000 0.23%
47 Advisory Services Network, LLC 2,879 501,000 0.20%
48 D.A. DAVIDSON & CO. 2,760 480,000 0.19%
49 Garrison Asset Management, LLC 2,507 436,000 0.17%
50 Partnervest Advisory Services LLC 2,374 413,000 0.16%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.