Dark
Light
System
Security
SPDR SER TR
SPDR SER TR. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 77 Institutional holders with a total value of $110,117,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 KRILOGY FINANCIAL LLC 168,966 16,273,000 14.78%
2 RAYMOND JAMES & ASSOCIATES 142,690 13,742,000 12.48%
3 ENVESTNET ASSET MANAGEMENT INC 52,025 5,011,000 4.55%
4 FAS Wealth Partners, Inc. 50,969 4,909,000 4.46%
5 SUSQUEHANNA INTERNATIONAL GROUP, LLP 40,740 3,924,000 3.56%
6 MCADAM, LLC 40,351 3,886,000 3.53%
7 LADENBURG THALMANN FINANCIAL SERVICES INC. 40,176 3,870,000 3.51%
8 ROYAL BANK OF CANADA 37,993 3,659,000 3.32%
9 OPES ADVISORS INC 37,394 3,651,000 3.32%
10 MORGAN STANLEY 37,060 3,569,000 3.24%
11 UBS Group AG 33,489 3,225,000 2.93%
12 APPLETON PARTNERS INC/MA 29,927 2,882,000 2.62%
13 STIFEL FINANCIAL CORP 27,318 2,633,000 2.39%
14 BANK OF AMERICA CORP /DE/ 27,289 2,628,000 2.39%
15 GHP Investment Advisors, Inc. 25,758 2,481,000 2.25%
16 SCHNEIDER DOWNS WEALTH MANAGEMENT ADVISORS, LP 24,171 2,328,000 2.11%
17 AXA S.A. 23,094 2,224,000 2.02%
18 HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 22,585 2,175,000 1.98%
19 Janney Montgomery Scott LLC 20,993 2,022,000 1.84%
20 LPL Financial LLC 19,639 1,891,000 1.72%
21 ASSET DEDICATION, LLC 16,279 1,562,000 1.42%
22 Commonwealth Equity Services, Inc 14,991 1,444,000 1.31%
23 Advisory Alpha, LLC 14,854 1,436,000 1.30%
24 INTERNATIONAL ASSETS HOLDING CORP 14,192 1,367,000 1.24%
25 FIRST NATIONAL TRUST CO 12,387 1,193,000 1.08%
26 JANE STREET GROUP, LLC 11,137 1,073,000 0.97%
27 CETERA INVESTMENT ADVISERS 9,754 948,000 0.86%
28 Cetera Advisors LLC 9,754 948,000 0.86%
29 Courage Miller Partners, LLC 9,730 937,000 0.85%
30 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 9,097 876,000 0.80%
31 PNC FINANCIAL SERVICES GROUP, INC. 7,693 741,000 0.67%
32 NATIONAL PLANNING CORP 7,070 689,000 0.63%
33 CORRADO ADVISORS, LLC 6,861 661,000 0.60%
34 JOHNSON INVESTMENT COUNSEL INC 6,762 651,000 0.59%
35 STALEY CAPITAL ADVISERS INC 6,325 609,000 0.55%
36 Pure Financial Advisors, LLC 5,920 570,000 0.52%
37 ALESCO ADVISORS LLC 5,649 544,000 0.49%
38 ALLEGIS INVESTMENT ADVISORS, LLC 5,139 495,000 0.45%
39 Freedom Investment Management, Inc. 5,017 483,000 0.44%
40 Burt Wealth Advisors 4,885 470,000 0.43%
41 SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 4,755 458,000 0.42%
42 Advisory Services Network, LLC 4,692 452,000 0.41%
43 Canal Capital Management, LLC 4,497 433,000 0.39%
44 ADVISOR GROUP, INC. 4,375 422,000 0.38%
45 Raymond James Financial Services Advisors, Inc. 4,147 400,000 0.36%
46 HBK Sorce Advisory LLC 3,279 316,000 0.29%
47 COLONY GROUP LLC 3,168 305,000 0.28%
48 WELLS FARGO & COMPANY/MN 3,098 298,000 0.27%
49 Private Advisor Group, LLC 2,696 259,000 0.24%
50 RESOURCES INVESTMENT ADVISORS, INC. 2,629 253,000 0.23%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.