Dark
Light
System
Security
SPDR SER TR
SPDR SER TR. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 77 Institutional holders with a total value of $110,117,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 BlackRock Finance, Inc. 7 1,000 0.00%
3 Creative Planning 73 7,000 0.01%
4 Ironwood Financial, llc 100 10,000 0.01%
5 ALPHASTAR CAPITAL MANAGEMENT, LLC 118 11,000 0.01%
6 CITIGROUP INC 150 14,000 0.01%
7 FOUNDERS CAPITAL MANAGEMENT 151 15,000 0.01%
8 CAPTRUST FINANCIAL ADVISORS 172 16,000 0.01%
9 ADVANTAGE INVESTMENT MANAGEMENT, LLC 198 19,000 0.02%
10 Winfield Associates, Inc. 200 19,000 0.02%
11 Capital Directions Investment Advisors, LLC 238 23,000 0.02%
12 JACKSON, GRANT INVESTMENT ADVISERS, INC. 267 26,000 0.02%
13 Manchester Capital Management LLC 330 32,000 0.03%
14 BANK OF MONTREAL /CAN/ 331 32,000 0.03%
15 ARCADIA INVESTMENT MANAGEMENT CORP/MI 493 47,000 0.04%
16 Avior Wealth Management, LLC 555 53,000 0.05%
17 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 617 59,000 0.05%
18 Parkside Financial Bank & Trust 693 67,000 0.06%
19 Vantage Investment Advisors, LLC 782 75,000 0.07%
20 NEXT Financial Group, Inc 1,000 96,000 0.09%
21 Tradewinds Capital Management, LLC 1,227 118,000 0.11%
22 GENEOS WEALTH MANAGEMENT INC. 1,357 130,000 0.12%
23 IFP ADVISORS, INC 1,525 147,000 0.13%
24 ARBOR WEALTH MANAGEMENT, LLC 2,137 200,000 0.18%
25 HighTower Advisors, LLC 2,345 207,000 0.19%
26 GOLDMAN SACHS GROUP INC 2,154 207,000 0.19%
27 BRONFMAN E.L. ROTHSCHILD, L.P. 2,177 210,000 0.19%
28 RESOURCES INVESTMENT ADVISORS, INC. 2,629 253,000 0.23%
29 Private Advisor Group, LLC 2,696 259,000 0.24%
30 WELLS FARGO & COMPANY/MN 3,098 298,000 0.27%
31 COLONY GROUP LLC 3,168 305,000 0.28%
32 HBK Sorce Advisory LLC 3,279 316,000 0.29%
33 Raymond James Financial Services Advisors, Inc. 4,147 400,000 0.36%
34 ADVISOR GROUP, INC. 4,375 422,000 0.38%
35 Canal Capital Management, LLC 4,497 433,000 0.39%
36 Advisory Services Network, LLC 4,692 452,000 0.41%
37 SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 4,755 458,000 0.42%
38 Burt Wealth Advisors 4,885 470,000 0.43%
39 Freedom Investment Management, Inc. 5,017 483,000 0.44%
40 ALLEGIS INVESTMENT ADVISORS, LLC 5,139 495,000 0.45%
41 ALESCO ADVISORS LLC 5,649 544,000 0.49%
42 Pure Financial Advisors, LLC 5,920 570,000 0.52%
43 STALEY CAPITAL ADVISERS INC 6,325 609,000 0.55%
44 JOHNSON INVESTMENT COUNSEL INC 6,762 651,000 0.59%
45 CORRADO ADVISORS, LLC 6,861 661,000 0.60%
46 NATIONAL PLANNING CORP 7,070 689,000 0.63%
47 PNC FINANCIAL SERVICES GROUP, INC. 7,693 741,000 0.67%
48 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 9,097 876,000 0.80%
49 Courage Miller Partners, LLC 9,730 937,000 0.85%
50 Cetera Advisors LLC 9,754 948,000 0.86%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.