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SPDR S&P 600 SMALL CAP VALUE ETF
SPDR S&P 600 SMALL CAP VALUE ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 88 Institutional holders with a total value of $170,554,676.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Tower Research Capital LLC (TRC) 1 0 0.00%
2 Parallax Volatility Advisers, L.P. 1 0 0.00%
3 Advisory Alpha, LLC 5 1,000 0.00%
4 Allworth Financial LP 5 1,000 0.00%
5 NEXT Financial Group, Inc 13 1,000 0.00%
6 Ballentine Partners, LLC 15 2,000 0.00%
7 Ameritas Investment Partners, Inc. 50 5,000 0.00%
8 CRIBSTONE CAPITAL MANAGEMENT, LLC 62 6,000 0.00%
9 Ironwood Financial, llc 55 6,000 0.00%
10 People's United Financial, Inc. 70 8,000 0.00%
11 SIGNATUREFD, LLC 90 10,000 0.01%
12 JNBA Financial Advisors 90 10,000 0.01%
13 CITIGROUP INC 100 11,000 0.01%
14 Burt Wealth Advisors 125 13,000 0.01%
15 Argentus Capital Management, LLC 147 16,000 0.01%
16 SUTTON WEALTH ADVISORS INC. 153 16,408 0.01%
17 INTEGRATED WEALTH MANAGEMENT 200 21,000 0.01%
18 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 225 24,000 0.01%
19 PNC FINANCIAL SERVICES GROUP, INC. 261 28,000 0.02%
20 BANK OF MONTREAL /CAN/ 269 29,000 0.02%
21 Avior Wealth Management, LLC 304 33,000 0.02%
22 MANUFACTURERS LIFE INSURANCE COMPANY, THE 311 33,000 0.02%
23 Hanson & Doremus Investment Management 315 34,000 0.02%
24 Mariner, LLC 336 36,000 0.02%
25 Capital Directions Investment Advisors, LLC 384 41,000 0.02%
26 WealthTrust-Arizona, LLC 426 45,000 0.03%
27 US BANCORP \DE\ 521 56,000 0.03%
28 ROYAL BANK OF CANADA 615 66,000 0.04%
29 Patten Group, Inc. 780 81,268 0.05%
30 TOMPKINS FINANCIAL CORP 855 92,000 0.05%
31 BRONFMAN E.L. ROTHSCHILD, L.P. 900 97,000 0.06%
32 Advisory Services Network, LLC 1,513 162,000 0.09%
33 REILLY FINANCIAL ADVISORS, LLC 1,580 169,000 0.10%
34 ADVISOR GROUP, INC. 1,665 179,000 0.10%
35 Creative Planning 1,746 187,000 0.11%
36 Modera Wealth Management, LLC 1,878 201,000 0.12%
37 Vantage Investment Advisors, LLC 2,386 256,000 0.15%
38 SILVERCREST ASSET MANAGEMENT GROUP LLC 2,490 267,000 0.16%
39 Regal Investment Advisors LLC 2,840 305,000 0.18%
40 SUSQUEHANNA INTERNATIONAL GROUP, LLP 2,854 306,000 0.18%
41 Citizens Business Bank 2,972 319,000 0.19%
42 Carroll Financial Associates, Inc. 3,503 375,000 0.22%
43 Stratos Wealth Partners, LTD. 3,560 382,000 0.22%
44 WEALTHSOURCE PARTNERS, LLC 4,160 446,000 0.26%
45 Frontier Wealth Management LLC 4,679 502,000 0.29%
46 J.P. Morgan Private Wealth Advisors LLC 4,740 508,000 0.30%
47 M Holdings Securities, Inc. 5,079 545,000 0.32%
48 Courage Miller Partners, LLC 5,140 551,000 0.32%
49 Carlson Capital Management 5,633 604,000 0.35%
50 MSI Financial Services Inc 5,817 624,000 0.37%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.