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TRISTATE CAP HLDGS INC COM
TRISTATE CAP HLDGS INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 72 Institutional holders with a total value of $192,485,086.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FSI GROUP, LLC 1,300,000 18,743,000 9.74%
2 WASATCH ADVISORS LP 1,059,251 15,052,000 7.82%
3 Stephens Investment Management Group LLC 1,038,370 14,755,000 7.67%
4 Forest Hill Capital, LLC 915,447 13,008,000 6.76%
5 LOOMIS SAYLES & CO L P 748,297 10,633,000 5.52%
6 ROYCE & ASSOCIATES LP 690,500 9,812,000 5.10%
7 WALL STREET ASSOCIATES 667,600 9,487,000 4.93%
8 HEARTLAND ADVISORS INC 546,500 7,766,000 4.03%
9 BANC FUNDS CO LLC 501,911 7,132,000 3.71%
10 Neuberger Berman Group LLC 500,000 7,105,000 3.69%
11 Cortina Asset Management, LLC 440,486 6,259,000 3.25%
12 PUTNAM INVESTMENTS LLC 412,700 5,864,000 3.05%
13 VANGUARD GROUP INC 389,753 5,539,000 2.88%
14 PERRITT CAPITAL MANAGEMENT INC 325,000 4,618,000 2.40%
15 Penn Capital Management Company, LLC 322,837 4,588,000 2.38%
16 NORTHPOINTE CAPITAL LLC 319,947 4,546,000 2.36%
17 Hood River Capital Management LLC 294,634 4,187,000 2.18%
18 EMERALD ADVISERS, LLC 275,291 3,912,000 2.03%
19 DEUTSCHE BANK AG\ 269,627 3,830,000 1.99%
20 KENNEDY CAPITAL MANAGEMENT LLC 222,113 3,156,000 1.64%
21 LORD, ABBETT & CO. LLC 209,105 2,971,000 1.54%
22 BlackRock Fund Advisors 188,319 2,676,000 1.39%
23 REINHART PARTNERS, LLC. 173,397 2,464,000 1.28%
24 MENDON CAPITAL ADVISORS CORP 150,000 2,133,000 1.11%
25 DIMENSIONAL FUND ADVISORS LP 143,033 2,032,000 1.06%
26 PNC FINANCIAL SERVICES GROUP, INC. 133,000 1,891,000 0.98%
27 Robert W. Baird & Co. Inc 124,450 1,768,000 0.92%
28 Nationwide Fund Advisors 100,800 1,432,000 0.74%
29 Monarch Partners Asset Management LLC 100,780 1,432,000 0.74%
30 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 92,100 1,294,000 0.67%
31 NORTHERN TRUST CORP 69,557 989,000 0.51%
32 STATE STREET CORP 66,598 945,000 0.49%
33 JPMORGAN CHASE & CO 64,067 910,000 0.47%
34 BlackRock Institutional Trust Company, N.A. 61,870 879,000 0.46%
35 Allianz Asset Management GmbH 54,201 770,000 0.40%
36 Skylands Capital, LLC 50,300 715,000 0.37%
37 RENAISSANCE TECHNOLOGIES LLC 47,342 673,000 0.35%
38 GIRARD ADVISORY SERVICES, LLC 37,905 539,000 0.28%
39 UNITED CAPITAL FINANCIAL ADVISORS, LLC 30,125 428,000 0.22%
40 Bank of New York Mellon Corp 29,936 426,000 0.22%
41 D. E. Shaw & Co., Inc. 29,780 423,000 0.22%
42 Janney Capital Management LLC 27,941 397,000 0.21% SH
43 TIAA CREF INVESTMENT MANAGEMENT LLC 27,353 389,000 0.20%
44 REGIONS FINANCIAL CORP 24,413 347,000 0.18%
45 TWO SIGMA INVESTMENTS, LP 24,216 344,000 0.18%
46 BlackRock Investment Management, LLC 22,963 326,000 0.17%
47 CITADEL ADVISORS LLC 20,089 285,000 0.15%
48 GEODE CAPITAL MANAGEMENT, LLC 17,481 247,000 0.13%
49 SUNTRUST BANKS INC 17,374 246,000 0.13%
50 MORGAN STANLEY 14,186 201,000 0.10%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.