Dark
Light
System
Security
TRISTATE CAP HLDGS INC COM
TRISTATE CAP HLDGS INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 95 Institutional holders with a total value of $223,017,582.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANC FUNDS CO LLC 2,035,377 28,475,000 12.77%
2 SECOND CURVE CAPITAL LLC 1,489,960 20,845,000 9.35%
3 HEARTLAND ADVISORS INC 1,261,624 17,650,000 7.91%
4 FSI GROUP, LLC 1,005,644 14,069,000 6.31%
5 DEUTSCHE BANK AG\ 769,984 10,770,000 4.83%
6 BLACKROCK ADVISORS LLC 729,877 10,211,000 4.58%
7 Brandywine Global Investment Management, LLC 727,765 10,182,000 4.57%
8 Elizabeth Park Capital Advisors, Ltd. 632,796 8,853,000 3.97%
9 VANGUARD GROUP INC 590,564 8,262,000 3.70%
10 BlackRock Fund Advisors 554,770 7,761,000 3.48%
11 ROYCE & ASSOCIATES LP 500,652 7,004,000 3.14%
12 PERRITT CAPITAL MANAGEMENT INC 425,250 5,949,000 2.67%
13 EMERALD ADVISERS, LLC 389,877 5,454,000 2.45%
14 DIMENSIONAL FUND ADVISORS LP 383,391 5,364,000 2.41%
15 PUTNAM INVESTMENTS LLC 366,464 5,126,000 2.30%
16 KESTREL INVESTMENT MANAGEMENT CORP 287,450 4,021,000 1.80%
17 STATE STREET CORP 280,526 3,925,000 1.76%
18 JPMORGAN CHASE & CO 265,500 3,714,000 1.67%
19 CASTINE CAPITAL MANAGEMENT, LLC 250,000 3,498,000 1.57%
20 BlackRock Institutional Trust Company, N.A. 241,632 3,380,000 1.52%
21 NORTHERN TRUST CORP 213,788 2,991,000 1.34%
22 PNC FINANCIAL SERVICES GROUP, INC. 199,201 2,787,000 1.25%
23 RENAISSANCE TECHNOLOGIES LLC 151,558 2,120,000 0.95%
24 GEODE CAPITAL MANAGEMENT, LLC 142,588 1,994,000 0.89%
25 NBW CAPITAL LLC 123,906 1,733,000 0.78%
26 TIAA CREF INVESTMENT MANAGEMENT LLC 109,237 1,528,000 0.69%
27 Nationwide Fund Advisors 102,431 1,433,000 0.64%
28 BRIDGEWAY CAPITAL MANAGEMENT, LLC 100,350 1,404,000 0.63%
29 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 86,181 1,206,000 0.54%
30 BlackRock Investment Management, LLC 82,608 1,156,000 0.52%
31 Skylands Capital, LLC 82,000 1,147,000 0.51%
32 Bank of New York Mellon Corp 79,885 1,118,000 0.50%
33 RUSSELL FRANK CO/ 66,200 952,000 0.43%
34 STEPHENS INC /AR/ 59,465 832,000 0.37%
35 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 59,275 830,000 0.37%
36 GIRARD ADVISORY SERVICES, LLC 57,767 808,000 0.36%
37 TWO SIGMA INVESTMENTS, LP 53,560 749,000 0.34%
38 D. E. Shaw & Co., Inc. 51,410 719,000 0.32%
39 TWO SIGMA ADVISERS, LP 49,100 687,000 0.31%
40 STRS OHIO 48,700 681,000 0.31%
41 FIRST TRUST ADVISORS LP 46,127 645,000 0.29%
42 CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 42,124 589,000 0.26%
43 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 39,396 551,000 0.25%
44 TEACHERS ADVISORS, LLC 38,677 541,000 0.24%
45 MILLENNIUM MANAGEMENT LLC 38,096 533,000 0.24%
46 Numeric Investors LLC 36,215 507,000 0.23%
47 RHUMBLINE ADVISERS 28,304 396,000 0.18%
48 Commonwealth Equity Services, Inc 27,996 392,000 0.18%
49 Lehman Financial Resources, Inc. 25,806 361,000 0.16%
50 S&T BANK/PA 25,000 350,000 0.16%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.