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TRISTATE CAP HLDGS INC COM
TRISTATE CAP HLDGS INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 95 Institutional holders with a total value of $195,620,601.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANC FUNDS CO LLC 2,014,277 25,118,000 12.84%
2 SECOND CURVE CAPITAL LLC 1,352,397 16,864,000 8.62%
3 HEARTLAND ADVISORS INC 1,276,321 15,907,000 8.13%
4 FSI GROUP, LLC 1,005,644 12,540,000 6.41%
5 BLACKROCK ADVISORS LLC 734,648 9,161,000 4.68%
6 DEUTSCHE BANK AG\ 677,482 8,445,000 4.32%
7 Brandywine Global Investment Management, LLC 599,706 7,479,000 3.82%
8 VANGUARD GROUP INC 568,655 7,091,000 3.62%
9 Elizabeth Park Capital Advisors, Ltd. 561,078 7,019,000 3.59%
10 BlackRock Fund Advisors 536,658 6,692,000 3.42%
11 ROYCE & ASSOCIATES LP 524,953 6,546,000 3.35%
12 PERRITT CAPITAL MANAGEMENT INC 425,250 5,303,000 2.71%
13 PUTNAM INVESTMENTS LLC 419,942 5,236,000 2.68%
14 DIMENSIONAL FUND ADVISORS LP 333,883 4,164,000 2.13%
15 Penn Capital Management Company, LLC 331,819 4,138,000 2.12%
16 KESTREL INVESTMENT MANAGEMENT CORP 329,200 4,105,000 2.10%
17 EMERALD ADVISERS, LLC 319,950 3,990,000 2.04%
18 STATE STREET CORP 278,315 3,473,000 1.78%
19 JPMORGAN CHASE & CO 273,500 3,410,000 1.74%
20 BlackRock Institutional Trust Company, N.A. 222,026 2,769,000 1.42%
21 PNC FINANCIAL SERVICES GROUP, INC. 212,862 2,653,000 1.36%
22 NORTHERN TRUST CORP 208,892 2,605,000 1.33%
23 Nationwide Fund Advisors 153,409 1,913,000 0.98%
24 BOSTON ADVISORS LLC 127,642 1,592,000 0.81%
25 TIAA CREF INVESTMENT MANAGEMENT LLC 112,438 1,402,000 0.72%
26 RENAISSANCE TECHNOLOGIES LLC 108,000 1,347,000 0.69%
27 RUSSELL FRANK CO/ 107,525 1,341,000 0.69%
28 NBW CAPITAL LLC 105,940 1,321,000 0.68%
29 GEODE CAPITAL MANAGEMENT, LLC 104,340 1,301,000 0.67%
30 BRIDGEWAY CAPITAL MANAGEMENT, LLC 100,350 1,251,000 0.64%
31 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 86,181 1,075,000 0.55%
32 BlackRock Investment Management, LLC 83,561 1,042,000 0.53%
33 Skylands Capital, LLC 82,400 1,028,000 0.53%
34 Bank of New York Mellon Corp 79,483 991,000 0.51%
35 STEPHENS INC /AR/ 79,362 990,000 0.51%
36 REINHART PARTNERS, LLC. 75,312 939,000 0.48%
37 GIRARD ADVISORY SERVICES, LLC 60,267 752,000 0.38%
38 Consector Capital, LP 53,511 667,000 0.34%
39 STRS OHIO 50,800 633,000 0.32%
40 FRIESS ASSOCIATES LLC 49,200 614,000 0.31%
41 D. E. Shaw & Co., Inc. 46,654 582,000 0.30%
42 MILLENNIUM MANAGEMENT LLC 43,203 539,000 0.28%
43 Millrace Asset Group, Inc. 40,517 505,000 0.26%
44 TWO SIGMA ADVISERS, LP 40,100 501,000 0.26%
45 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 38,756 483,000 0.25%
46 MARTINGALE ASSET MANAGEMENT L P 35,962 450,000 0.23%
47 TEACHERS ADVISORS, LLC 33,714 420,000 0.21%
48 CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 33,000 412,000 0.21%
49 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 32,400 405,000 0.21%
50 FIRST TRUST ADVISORS LP 29,854 372,000 0.19%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.