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TRISTATE CAP HLDGS INC COM
TRISTATE CAP HLDGS INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 81 Institutional holders with a total value of $150,148,757.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANC FUNDS CO LLC 1,915,077 20,051,000 13.35%
2 HEARTLAND ADVISORS INC 1,268,184 13,278,000 8.84%
3 FSI GROUP, LLC 1,005,644 10,529,000 7.01%
4 BLACKROCK ADVISORS LLC 735,969 7,706,000 5.13%
5 ROYCE & ASSOCIATES LP 734,500 7,690,000 5.12%
6 BlackRock Fund Advisors 605,903 6,344,000 4.23%
7 VANGUARD GROUP INC 534,507 5,596,000 3.73%
8 PUTNAM INVESTMENTS LLC 524,700 5,493,000 3.66%
9 Elizabeth Park Capital Advisors, Ltd. 512,646 5,367,000 3.57%
10 SECOND CURVE CAPITAL LLC 469,544 4,916,000 3.27%
11 Penn Capital Management Company, LLC 465,073 4,869,000 3.24%
12 PERRITT CAPITAL MANAGEMENT INC 425,250 4,452,000 2.97%
13 KESTREL INVESTMENT MANAGEMENT CORP 422,600 4,425,000 2.95%
14 DEUTSCHE BANK AG\ 403,892 4,227,000 2.82%
15 EMERALD ADVISERS, LLC 252,910 3,214,000 2.14%
16 Consector Capital, LP 287,187 3,007,000 2.00%
17 STATE STREET CORP 281,311 2,945,000 1.96%
18 LOOMIS SAYLES & CO L P 278,190 2,913,000 1.94%
19 JPMORGAN CHASE & CO 234,500 2,455,000 1.64%
20 BlackRock Institutional Trust Company, N.A. 208,915 2,187,000 1.46%
21 PNC FINANCIAL SERVICES GROUP, INC. 203,111 2,126,000 1.42%
22 CASTINE CAPITAL MANAGEMENT, LLC 190,790 1,997,000 1.33%
23 NORTHERN TRUST CORP 189,252 1,982,000 1.32%
24 DIMENSIONAL FUND ADVISORS LP 180,279 1,888,000 1.26%
25 Nationwide Fund Advisors 155,081 1,624,000 1.08%
26 REINHART PARTNERS, LLC. 133,421 1,397,000 0.93%
27 Brandywine Global Investment Management, LLC 115,310 1,208,000 0.80%
28 RUSSELL FRANK CO/ 103,940 1,088,000 0.72%
29 BRIDGEWAY CAPITAL MANAGEMENT, LLC 100,000 1,047,000 0.70%
30 TIAA CREF INVESTMENT MANAGEMENT LLC 86,783 909,000 0.61%
31 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 86,181 863,000 0.57%
32 Skylands Capital, LLC 81,200 850,000 0.57%
33 Bank of New York Mellon Corp 78,401 821,000 0.55%
34 BlackRock Investment Management, LLC 74,149 776,000 0.52%
35 TWO SIGMA ADVISERS, LP 70,100 734,000 0.49%
36 EAGLE ASSET MANAGEMENT INC 64,915 679,000 0.45%
37 STRS OHIO 64,000 670,000 0.45%
38 GIRARD ADVISORY SERVICES, LLC 60,267 631,000 0.42%
39 Lehman Financial Resources, Inc. 58,608 614,000 0.41%
40 STEPHENS INC /AR/ 52,167 546,000 0.36%
41 TWO SIGMA INVESTMENTS, LP 46,414 486,000 0.32%
42 RENAISSANCE TECHNOLOGIES LLC 42,000 440,000 0.29%
43 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 40,131 420,000 0.28%
44 UNITED CAPITAL FINANCIAL ADVISORS, LLC 28,125 352,000 0.23%
45 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 32,400 340,000 0.23%
46 TEACHERS ADVISORS, LLC 31,259 327,000 0.22%
47 RHUMBLINE ADVISERS 28,233 296,000 0.20%
48 GEODE CAPITAL MANAGEMENT, LLC 27,047 283,000 0.19%
49 Swiss National Bank 19,038 199,000 0.13%
50 MANUFACTURERS LIFE INSURANCE COMPANY, THE 18,390 193,000 0.13%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.