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TRISTATE CAP HLDGS INC COM
TRISTATE CAP HLDGS INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 102 Institutional holders with a total value of $350,292,608.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANC FUNDS CO LLC 2,030,869 44,882,000 12.81%
2 SECOND CURVE CAPITAL LLC 1,451,278 32,073,000 9.16%
3 HEARTLAND ADVISORS INC 974,000 21,525,000 6.14%
4 DEUTSCHE BANK AG\ 852,339 18,834,000 5.38%
5 VANGUARD GROUP INC 806,554 17,826,000 5.09%
6 BlackRock Fund Advisors 725,283 16,029,000 4.58%
7 DIMENSIONAL FUND ADVISORS LP 598,939 13,236,000 3.78%
8 ROYCE & ASSOCIATES LP 580,509 12,829,000 3.66%
9 BLACKROCK ADVISORS LLC 578,022 12,774,000 3.65%
10 NORTHPOINTE CAPITAL LLC 437,268 9,664,000 2.76%
11 CASTINE CAPITAL MANAGEMENT, LLC 429,566 9,493,000 2.71%
12 BROWN ADVISORY INC 395,720 8,744,000 2.50%
13 STATE STREET CORP 365,620 8,082,000 2.31%
14 BlackRock Institutional Trust Company, N.A. 338,611 7,483,000 2.14%
15 RENAISSANCE TECHNOLOGIES LLC 320,800 7,090,000 2.02%
16 JPMORGAN CHASE & CO 296,964 6,562,000 1.87%
17 Brandywine Global Investment Management, LLC 294,072 6,499,000 1.86%
18 Elizabeth Park Capital Advisors, Ltd. 255,830 5,654,000 1.61%
19 Bank of New York Mellon Corp 240,603 5,317,000 1.52%
20 KESTREL INVESTMENT MANAGEMENT CORP 236,450 5,226,000 1.49%
21 PERRITT CAPITAL MANAGEMENT INC 229,526 5,073,000 1.45%
22 PUTNAM INVESTMENTS LLC 228,730 5,055,000 1.44%
23 NORTHERN TRUST CORP 227,820 5,035,000 1.44%
24 DRIEHAUS CAPITAL MANAGEMENT LLC 202,727 4,480,000 1.28%
25 WELLINGTON MANAGEMENT GROUP LLP 186,218 4,115,000 1.17%
26 GEODE CAPITAL MANAGEMENT, LLC 173,128 3,826,000 1.09%
27 BRIDGEWAY CAPITAL MANAGEMENT, LLC 114,010 2,520,000 0.72%
28 Nationwide Fund Advisors 98,194 2,170,000 0.62%
29 Spark Investment Management LLC 96,700 2,137,000 0.61%
30 BlackRock Investment Management, LLC 92,391 2,042,000 0.58%
31 D. E. Shaw & Co., Inc. 89,603 1,980,000 0.57%
32 TWO SIGMA INVESTMENTS, LP 82,099 1,814,000 0.52%
33 PNC FINANCIAL SERVICES GROUP, INC. 74,500 1,646,000 0.47%
34 NBW CAPITAL LLC 72,946 1,612,000 0.46%
35 TIAA CREF INVESTMENT MANAGEMENT LLC 72,308 1,598,000 0.46%
36 FIRST TRUST ADVISORS LP 72,293 1,598,000 0.46%
37 LORD, ABBETT & CO. LLC 69,000 1,525,000 0.44%
38 MORGAN STANLEY 65,695 1,452,000 0.41%
39 STEPHENS INC /AR/ 59,465 1,314,000 0.38%
40 GIRARD ADVISORY SERVICES, LLC 57,767 1,277,000 0.36% SH
41 Capital Impact Advisors, LLC 54,375 1,202,000 0.34%
42 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 54,000 1,194,000 0.34%
43 WEDGE CAPITAL MANAGEMENT L L P/NC 48,000 1,061,000 0.30%
44 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 45,194 999,000 0.29%
45 1492 Capital Management LLC 44,917 993,000 0.28%
46 TEACHERS ADVISORS, LLC 44,393 981,000 0.28%
47 RUSSELL INVESTMENTS GROUP, LTD. 43,753 963,000 0.27%
48 TWO SIGMA ADVISERS, LP 41,100 908,000 0.26%
49 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 38,800 857,000 0.24%
50 PRUDENTIAL FINANCIAL INC 38,020 840,000 0.24%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.