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TRISTATE CAP HLDGS INC COM
TRISTATE CAP HLDGS INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 97 Institutional holders with a total value of $203,487,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANC FUNDS CO LLC 2,035,377 25,646,000 12.60%
2 SECOND CURVE CAPITAL LLC 1,414,443 17,822,000 8.76%
3 HEARTLAND ADVISORS INC 1,256,024 15,826,000 7.78%
4 FSI GROUP, LLC 1,005,644 12,671,000 6.23%
5 DEUTSCHE BANK AG\ 766,680 9,659,000 4.75%
6 BLACKROCK ADVISORS LLC 720,445 9,078,000 4.46%
7 Elizabeth Park Capital Advisors, Ltd. 642,849 8,100,000 3.98%
8 VANGUARD GROUP INC 633,476 7,982,000 3.92%
9 BlackRock Fund Advisors 553,089 6,969,000 3.42%
10 Brandywine Global Investment Management, LLC 548,521 6,912,000 3.40%
11 ROYCE & ASSOCIATES LP 511,552 6,446,000 3.17%
12 DIMENSIONAL FUND ADVISORS LP 437,761 5,516,000 2.71%
13 PERRITT CAPITAL MANAGEMENT INC 418,726 5,276,000 2.59%
14 CASTINE CAPITAL MANAGEMENT, LLC 409,500 5,160,000 2.54%
15 EMERALD ADVISERS, LLC 394,693 4,973,000 2.44%
16 PUTNAM INVESTMENTS LLC 366,464 4,617,000 2.27%
17 STATE STREET CORP 302,313 3,809,000 1.87%
18 KESTREL INVESTMENT MANAGEMENT CORP 284,250 3,582,000 1.76%
19 JPMORGAN CHASE & CO 260,600 3,284,000 1.61%
20 BlackRock Institutional Trust Company, N.A. 239,923 3,023,000 1.49%
21 PNC FINANCIAL SERVICES GROUP, INC. 229,208 2,888,000 1.42%
22 NORTHERN TRUST CORP 226,081 2,849,000 1.40%
23 RENAISSANCE TECHNOLOGIES LLC 185,500 2,337,000 1.15%
24 GEODE CAPITAL MANAGEMENT, LLC 141,393 1,781,000 0.88%
25 NBW CAPITAL LLC 122,806 1,547,000 0.76%
26 TIAA CREF INVESTMENT MANAGEMENT LLC 105,841 1,334,000 0.66%
27 BRIDGEWAY CAPITAL MANAGEMENT, LLC 102,060 1,286,000 0.63%
28 Nationwide Fund Advisors 101,591 1,280,000 0.63%
29 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 95,881 1,208,000 0.59%
30 BlackRock Investment Management, LLC 82,056 1,034,000 0.51%
31 Bank of New York Mellon Corp 80,378 1,013,000 0.50%
32 Skylands Capital, LLC 71,148 896,000 0.44%
33 WEDGE CAPITAL MANAGEMENT L L P/NC 61,600 776,000 0.38%
34 STEPHENS INC /AR/ 59,465 749,000 0.37%
35 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 59,275 747,000 0.37%
36 D. E. Shaw & Co., Inc. 57,008 718,000 0.35%
37 Capital Impact Advisors, LLC 54,375 685,000 0.34%
38 STRS OHIO 48,700 613,000 0.30%
39 RUSSELL FRANK CO/ 48,147 606,000 0.30%
40 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 45,042 568,000 0.28%
41 CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 45,024 567,000 0.28%
42 FIRST TRUST ADVISORS LP 39,199 494,000 0.24%
43 Numeric Investors LLC 38,855 490,000 0.24%
44 CORNERCAP INVESTMENT COUNSEL INC 38,745 488,000 0.24%
45 TEACHERS ADVISORS, LLC 38,677 487,000 0.24%
46 TWO SIGMA ADVISERS, LP 34,100 430,000 0.21%
47 RHUMBLINE ADVISERS 31,299 394,000 0.19%
48 GIRARD ADVISORY SERVICES, LLC 30,862 389,000 0.19%
49 Swiss National Bank 30,338 366,000 0.18%
50 GLOBEFLEX CAPITAL L P 28,687 361,000 0.18%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.