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TRISTATE CAP HLDGS INC COM
TRISTATE CAP HLDGS INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 79 Institutional holders with a total value of $144,156,172.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 HEARTLAND ADVISORS INC 1,269,484 13,000,000 9.02%
2 BANC FUNDS CO LLC 1,161,858 11,897,000 8.25%
3 FSI GROUP, LLC 1,005,644 10,298,000 7.14%
4 Forest Hill Capital, LLC 796,792 8,159,000 5.66%
5 ROYCE & ASSOCIATES LP 734,500 7,521,000 5.22%
6 BLACKROCK ADVISORS LLC 696,946 7,137,000 4.95%
7 NORTHPOINTE CAPITAL LLC 631,529 6,467,000 4.49%
8 BlackRock Fund Advisors 612,564 6,273,000 4.35%
9 LOOMIS SAYLES & CO L P 575,364 5,892,000 4.09%
10 PUTNAM INVESTMENTS LLC 509,700 5,220,000 3.62%
11 VANGUARD GROUP INC 497,093 5,090,000 3.53%
12 Penn Capital Management Company, LLC 437,029 4,475,000 3.10%
13 Cortina Asset Management, LLC 390,458 3,998,000 2.77%
14 PERRITT CAPITAL MANAGEMENT INC 325,000 3,328,000 2.31%
15 DEUTSCHE BANK AG\ 287,560 2,944,000 2.04%
16 Consector Capital, LP 264,387 2,707,000 1.88%
17 EMERALD ADVISERS, LLC 257,283 2,635,000 1.83%
18 JPMORGAN CHASE & CO 249,600 2,556,000 1.77%
19 STATE STREET CORP 227,870 2,330,000 1.62%
20 BlackRock Institutional Trust Company, N.A. 210,506 2,156,000 1.50%
21 PNC FINANCIAL SERVICES GROUP, INC. 203,111 2,081,000 1.44%
22 NORTHERN TRUST CORP 191,655 1,963,000 1.36%
23 Nationwide Fund Advisors 156,848 1,606,000 1.11%
24 KENNEDY CAPITAL MANAGEMENT LLC 153,463 1,571,000 1.09%
25 DIMENSIONAL FUND ADVISORS LP 146,049 1,496,000 1.04%
26 REINHART PARTNERS, LLC. 146,061 1,496,000 1.04%
27 Brandywine Global Investment Management, LLC 127,070 1,302,000 0.90%
28 Elizabeth Park Capital Advisors, Ltd. 125,873 1,288,000 0.89%
29 KESTREL INVESTMENT MANAGEMENT CORP 101,650 1,041,000 0.72%
30 BRIDGEWAY CAPITAL MANAGEMENT, LLC 100,000 1,024,000 0.71%
31 TIAA CREF INVESTMENT MANAGEMENT LLC 89,738 919,000 0.64%
32 RUSSELL FRANK CO/ 86,809 911,000 0.63%
33 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 86,181 863,000 0.60%
34 Bank of New York Mellon Corp 78,675 805,000 0.56%
35 TWO SIGMA INVESTMENTS, LP 74,756 766,000 0.53%
36 BlackRock Investment Management, LLC 73,923 757,000 0.53%
37 TWO SIGMA ADVISERS, LP 71,300 730,000 0.51%
38 Skylands Capital, LLC 66,500 681,000 0.47%
39 RENAISSANCE TECHNOLOGIES LLC 65,804 674,000 0.47%
40 EAGLE ASSET MANAGEMENT INC 64,915 664,000 0.46%
41 STRS OHIO 63,500 650,000 0.45%
42 Lehman Financial Resources, Inc. 58,608 600,000 0.42%
43 GIRARD ADVISORY SERVICES, LLC 50,267 515,000 0.36%
44 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 40,731 417,000 0.29%
45 STEPHENS INC /AR/ 36,867 378,000 0.26%
46 Janney Capital Management LLC 32,941 337,000 0.23% SH
47 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 32,400 332,000 0.23%
48 UNITED CAPITAL FINANCIAL ADVISORS, LLC 28,125 288,000 0.20%
49 TEACHERS ADVISORS, LLC 28,036 287,000 0.20%
50 RHUMBLINE ADVISERS 26,733 274,000 0.19%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.