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TRISTATE CAP HLDGS INC COM
TRISTATE CAP HLDGS INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 94 Institutional holders with a total value of $196,874,273.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Janney Capital Management LLC 14,584 189 0.00%
2 Alpine Global Management, LLC 39 1,000 0.00%
3 Tower Research Capital LLC (TRC) 292 3,000 0.00%
4 Invesco Ltd. 304 4,000 0.00%
5 CITIGROUP INC 352 4,000 0.00%
6 BANK OF AMERICA CORP /DE/ 716 9,000 0.00%
7 TEACHER RETIREMENT SYSTEM OF TEXAS 868 11,000 0.01%
8 Jefferies Group LLC 974 13,000 0.01%
9 BlackRock Finance, Inc. 1,098 14,000 0.01%
10 ROYAL BANK OF CANADA 1,373 18,000 0.01%
11 BNP PARIBAS FINANCIAL MARKETS 1,770 22,886 0.01%
12 Legal & General Group Plc 3,613 47,000 0.02%
13 UBS Group AG 4,915 64,000 0.03%
14 PRELUDE CAPITAL MANAGEMENT, LLC 5,000 65,000 0.03%
15 BARCLAYS PLC 6,008 72,000 0.04%
16 MORGAN STANLEY 5,954 77,000 0.04%
17 WELLS FARGO & COMPANY/MN 9,375 121,000 0.06%
18 Rotella Capital Management, Inc. 10,003 129,000 0.07%
19 FAIRVIEW CAPITAL INVESTMENT MANAGEMENT, LLC 10,000 129,000 0.07%
20 Private Advisor Group, LLC 10,007 129,000 0.07%
21 Teton Advisors, Inc. 10,000 129,000 0.07%
22 LOS ANGELES CAPITAL MANAGEMENT LLC 10,060 130,000 0.07%
23 BANK OF MONTREAL /CAN/ 10,105 131,000 0.07%
24 Mount Lucas Management LP 11,000 142,000 0.07%
25 A.R.T. Advisors, LLC 11,529 149,000 0.08%
26 FIRST TRUST ADVISORS LP 12,074 156,000 0.08%
27 CREDIT SUISSE AG/ 12,256 158,000 0.08%
28 AMERICAN INTERNATIONAL GROUP, INC. 12,467 161,198 0.08%
29 1492 Capital Management LLC 12,661 164,000 0.08%
30 SVB WEALTH LLC 13,125 170,000 0.09%
31 SFMG, LLC 13,125 170,000 0.09%
32 TEXAS CAPITAL BANCSHARES INC/TX 13,124 170,000 0.09%
33 FRANKLIN RESOURCES INC 13,337 172,000 0.09%
34 METROPOLITAN LIFE INSURANCE CO/NY 15,156 196,000 0.10%
35 TFS CAPITAL LLC 15,184 196,000 0.10%
36 MANUFACTURERS LIFE INSURANCE COMPANY, THE 15,793 204,000 0.10%
37 SHEPHERD KAPLAN KROCHUK, LLC 17,103 221,000 0.11%
38 SUSQUEHANNA INTERNATIONAL GROUP, LLP 17,505 226,000 0.11%
39 Salient Capital Advisors, LLC 18,203 235,000 0.12%
40 Swiss National Bank 19,038 246,000 0.12%
41 MARTINGALE ASSET MANAGEMENT L P 21,112 274,000 0.14%
42 UNITED CAPITAL FINANCIAL ADVISORS, LLC 22,625 293,000 0.15%
43 MILLENNIUM MANAGEMENT LLC 22,715 294,000 0.15%
44 NEW YORK STATE COMMON RETIREMENT FUND 24,914 322,000 0.16%
45 S&T BANK/PA 25,000 323,000 0.16%
46 RHUMBLINE ADVISERS 25,643 332,000 0.17%
47 Lehman Financial Resources, Inc. 27,906 360,000 0.18%
48 D. E. Shaw & Co., Inc. 31,571 408,000 0.21%
49 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 32,400 419,000 0.21%
50 TEACHERS ADVISORS, LLC 33,714 436,000 0.22%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.