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TRISTATE CAP HLDGS INC COM
TRISTATE CAP HLDGS INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 97 Institutional holders with a total value of $203,487,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 118 1,000 0.00%
2 Tower Research Capital LLC (TRC) 483 6,000 0.00%
3 QS Investors, LLC 631 8,000 0.00%
4 FEDERATED HERMES, INC. 1,086 14,000 0.01%
5 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 1,800 23,000 0.01%
6 BlackRock Finance, Inc. 1,958 25,000 0.01%
7 MORGAN STANLEY 2,470 31,000 0.02%
8 TEACHER RETIREMENT SYSTEM OF TEXAS 2,748 35,000 0.02%
9 UBS Group AG 3,305 42,000 0.02%
10 Legal & General Group Plc 3,613 46,000 0.02%
11 ACROSPIRE INVESTMENT MANAGEMENT LLC 5,001 63,000 0.03%
12 PRELUDE CAPITAL MANAGEMENT, LLC 5,200 66,000 0.03%
13 BlackRock Group LTD 5,684 72,000 0.04%
14 FAIRVIEW CAPITAL INVESTMENT MANAGEMENT, LLC 10,000 126,000 0.06%
15 Teton Advisors, Inc. 10,000 126,000 0.06%
16 CANADA LIFE ASSURANCE Co 10,382 131,000 0.06%
17 LOS ANGELES CAPITAL MANAGEMENT LLC 10,535 133,000 0.07%
18 OXFORD ASSET MANAGEMENT LLP 11,430 144,000 0.07%
19 TWO SIGMA INVESTMENTS, LP 11,700 147,000 0.07%
20 GOLDMAN SACHS GROUP INC 11,728 148,000 0.07%
21 AMERICAN INTERNATIONAL GROUP, INC. 12,459 157,000 0.08%
22 SVB WEALTH LLC 13,125 165,000 0.08%
23 FRANKLIN RESOURCES INC 13,337 168,000 0.08%
24 PARAMETRIC PORTFOLIO ASSOCIATES LLC 13,737 173,000 0.09%
25 WELLS FARGO & COMPANY/MN 13,879 175,000 0.09%
26 BANK OF MONTREAL /CAN/ 14,067 177,000 0.09%
27 Private Advisor Group, LLC 15,007 189,000 0.09%
28 METROPOLITAN LIFE INSURANCE CO/NY 15,733 198,000 0.10%
29 MESIROW FINANCIAL INVESTMENT MANAGEMENT - Fixed Income 16,058 202,000 0.10%
30 SUSQUEHANNA INTERNATIONAL GROUP, LLP 16,160 204,000 0.10%
31 MANUFACTURERS LIFE INSURANCE COMPANY, THE 16,344 210,000 0.10%
32 BARCLAYS PLC 18,045 217,000 0.11%
33 1492 Capital Management LLC 17,288 218,000 0.11%
34 AQR CAPITAL MANAGEMENT LLC 17,492 220,000 0.11%
35 Salient Capital Advisors, LLC 18,203 229,000 0.11%
36 CITIGROUP INC 18,261 230,000 0.11%
37 NEW YORK STATE COMMON RETIREMENT FUND 19,400 244,000 0.12%
38 EAGLE GLOBAL ADVISORS LLC 19,490 246,000 0.12%
39 PANAGORA ASSET MANAGEMENT INC 20,809 262,000 0.13%
40 UNITED CAPITAL FINANCIAL ADVISORS, LLC 21,625 272,000 0.13%
41 Invesco Ltd. 22,293 281,000 0.14%
42 PRUDENTIAL FINANCIAL INC 22,840 288,000 0.14%
43 Municipal Employees' Retirement System of Michigan 23,500 296,000 0.15%
44 S&T BANK/PA 25,000 315,000 0.15%
45 Lehman Financial Resources, Inc. 26,406 332,000 0.16%
46 MILLENNIUM MANAGEMENT LLC 27,536 347,000 0.17%
47 Commonwealth Equity Services, Inc 27,996 353,000 0.17%
48 GLOBEFLEX CAPITAL L P 28,687 361,000 0.18%
49 Swiss National Bank 30,338 366,000 0.18%
50 GIRARD ADVISORY SERVICES, LLC 30,862 389,000 0.19%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.