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TRISTATE CAP HLDGS INC COM
TRISTATE CAP HLDGS INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 86 Institutional holders with a total value of $260,469,345.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 QS Investors, LLC 631 10,000 0.00%
2 FEDERATED HERMES, INC. 835 13,000 0.00%
3 BARCLAYS PLC 882 14,000 0.01%
4 ACROSPIRE INVESTMENT MANAGEMENT LLC 990 16,000 0.01%
5 BNP PARIBAS FINANCIAL MARKETS 1,494 24,128 0.01%
6 UBS Group AG 1,784 29,000 0.01%
7 CITIGROUP INC 2,380 38,000 0.01%
8 BANK OF AMERICA CORP /DE/ 2,326 38,000 0.01%
9 Legal & General Group Plc 3,141 49,000 0.02%
10 CANADA LIFE ASSURANCE Co 4,297 69,000 0.03%
11 BlackRock Group LTD 5,684 92,000 0.04%
12 BlackRock Finance, Inc. 6,167 99,000 0.04%
13 MORGAN STANLEY 6,511 105,000 0.04%
14 BANK OF MONTREAL /CAN/ 7,924 128,000 0.05%
15 WELLS FARGO & COMPANY/MN 8,310 134,000 0.05%
16 FAIRVIEW CAPITAL INVESTMENT MANAGEMENT, LLC 10,000 162,000 0.06%
17 Teton Advisors, Inc. 10,000 162,000 0.06%
18 CITADEL ADVISORS LLC 11,226 181,000 0.07%
19 FIRST TRUST ADVISORS LP 11,809 191,000 0.07%
20 PARAMETRIC PORTFOLIO ASSOCIATES LLC 11,875 192,000 0.07%
21 AMERICAN INTERNATIONAL GROUP, INC. 12,645 204,217 0.08%
22 Spark Investment Management LLC 13,300 214,000 0.08%
23 FRANKLIN RESOURCES INC 13,337 215,000 0.08%
24 CREDIT SUISSE AG/ 14,356 232,000 0.09%
25 Private Advisor Group, LLC 15,007 238,000 0.09%
26 MANUFACTURERS LIFE INSURANCE COMPANY, THE 15,633 252,000 0.10%
27 1492 Capital Management LLC 16,722 270,000 0.10%
28 METROPOLITAN LIFE INSURANCE CO/NY 16,792 271,000 0.10%
29 Salient Capital Advisors, LLC 18,203 294,000 0.11%
30 NEW YORK STATE COMMON RETIREMENT FUND 19,400 313,000 0.12%
31 Oxbow Advisors, LLC 19,688 318,000 0.12%
32 MESIROW FINANCIAL INVESTMENT MANAGEMENT - Fixed Income 19,814 320,000 0.12%
33 UNITED CAPITAL FINANCIAL ADVISORS, LLC 21,625 349,000 0.13%
34 Invesco Ltd. 22,043 356,000 0.14%
35 S&T BANK/PA 25,000 404,000 0.16%
36 RHUMBLINE ADVISERS 25,288 408,000 0.16%
37 TWO SIGMA ADVISERS, LP 25,600 413,000 0.16%
38 PANAGORA ASSET MANAGEMENT INC 25,701 415,000 0.16%
39 PRUDENTIAL FINANCIAL INC 26,020 420,000 0.16%
40 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 26,500 428,000 0.16%
41 Commonwealth Equity Services, Inc 28,090 454,000 0.17%
42 GLOBEFLEX CAPITAL L P 28,630 462,000 0.18%
43 Swiss National Bank 35,338 571,000 0.22%
44 EMERALD ACQUISITION LTD. 37,114 600,000 0.23%
45 CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 38,224 616,000 0.24%
46 STRS OHIO 42,431 685,000 0.26%
47 TEACHERS ADVISORS, LLC 42,461 686,000 0.26%
48 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 46,494 751,000 0.29%
49 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 54,000 873,000 0.34%
50 Capital Impact Advisors, LLC 54,375 878,000 0.34%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.