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WESTERN ASSET HIGH INCM FD I
WESTERN ASSET HIGH INCM FD I. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 59 Institutional holders with a total value of $79,070,980.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FIRST MANHATTAN CO. LLC. 25 0 0.00%
2 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 265 2,000 0.00%
3 REILLY FINANCIAL ADVISORS, LLC 1,031 7,000 0.01%
4 PENSERRA CAPITAL MANAGEMENT LLC 1,226 8,000 0.01%
5 MUFG Americas Holdings Corp 1,728 12,000 0.02%
6 Advisors Asset Management, Inc. 2,607 19,000 0.02%
7 D.A. DAVIDSON & CO. 3,689 26,000 0.03%
8 INTEGRATED WEALTH MANAGEMENT 4,000 29,000 0.04%
9 Edge Wealth Management LLC 4,225 30,000 0.04% SH
10 MOSAIC FAMILY WEALTH, LLC 4,405 32,000 0.04%
11 NEXT Financial Group, Inc 5,376 39,000 0.05%
12 Clearbridge Investments, LLC 7,476 54,000 0.07%
13 Shaker Financial Services, LLC 10,000 72,000 0.09%
14 F&V Capital Management, LLC 13,637 98,000 0.12%
15 Bank of New York Mellon Corp 14,000 101,000 0.13%
16 Granite Investment Advisors, LLC 14,000 101,000 0.13%
17 Yorktown Management & Research Co Inc 14,600 105,000 0.13%
18 CITIGROUP INC 14,756 106,000 0.13%
19 Camarda Financial Advisors, LLC 15,514 111,000 0.14%
20 Pekin Hardy Strauss, Inc. 16,000 115,000 0.15%
21 NATIONAL PLANNING CORP 16,736 116,000 0.15%
22 LADENBURG THALMANN FINANCIAL SERVICES INC. 16,442 118,000 0.15%
23 PNC FINANCIAL SERVICES GROUP, INC. 16,525 118,000 0.15%
24 WFG Advisors, LP 16,855 121,000 0.15%
25 MSI Financial Services Inc 19,031 136,000 0.17%
26 ADVISOR GROUP, INC. 21,027 151,000 0.19%
27 WILLIAMS JONES & ASSOCIATES LLC 21,285 153,000 0.19%
28 BLAIR WILLIAM & CO/IL 22,000 158,000 0.20%
29 IFP ADVISORS, INC 22,668 163,000 0.21%
30 SUSQUEHANNA INTERNATIONAL GROUP, LLP 22,972 165,000 0.21%
31 Virtu KCG Holdings LLC 25,833 185,000 0.23%
32 ALETHEA CAPITAL MANAGEMENT, LLC 26,585 191,000 0.24%
33 Raymond James Financial Services Advisors, Inc. 28,010 201,000 0.25%
34 CETERA INVESTMENT ADVISERS 28,077 201,000 0.25%
35 ROYAL BANK OF CANADA 30,230 216,000 0.27%
36 Cetera Advisor Networks LLC 32,378 232,000 0.29%
37 RAYMOND JAMES TRUST N.A. 33,500 241,000 0.30%
38 BAIRD FINANCIAL GROUP, INC. 34,849 250,000 0.32%
39 STIFEL FINANCIAL CORP 43,753 314,000 0.40%
40 First Allied Advisory Services, Inc. 50,500 363,000 0.46%
41 Creative Planning 51,887 373,000 0.47%
42 SONORA INVESTMENT MANAGEMENT, LLC 59,468 426,980 0.54%
43 RAYMOND JAMES & ASSOCIATES 74,878 538,000 0.68%
44 Commonwealth Equity Services, Inc 85,608 615,000 0.78%
45 WELLS FARGO & COMPANY/MN 94,024 676,000 0.85%
46 BANK OF AMERICA CORP /DE/ 102,268 734,000 0.93%
47 DOLIVER ADVISORS, LP 168,815 1,212,000 1.53%
48 Windsor Capital Management, LLC 270,235 1,940,000 2.45%
49 Capital Investment Advisors, LLC 279,165 2,004,000 2.53%
50 BANK OF MONTREAL /CAN/ 328,000 2,355,000 2.98%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.