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WESTERN ASSET HIGH INCM FD I
WESTERN ASSET HIGH INCM FD I. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 60 Institutional holders with a total value of $83,855,745.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FIRST MANHATTAN CO. LLC. 25 0 0.00%
2 PATRIOT FINANCIAL GROUP INSURANCE AGENCY, LLC 705 5,000 0.01%
3 FINANCIAL ADVISORS NETWORK, INC. 1,200 8,712 0.01%
4 PENSERRA CAPITAL MANAGEMENT LLC 1,379 9,000 0.01%
5 Advisors Asset Management, Inc. 3,335 24,000 0.03%
6 D.A. DAVIDSON & CO. 3,777 26,000 0.03%
7 Edge Wealth Management LLC 4,225 30,000 0.04%
8 MOSAIC FAMILY WEALTH, LLC 4,405 31,000 0.04%
9 NEXT Financial Group, Inc 5,376 38,000 0.05%
10 INTELLECTUS PARTNERS, LLC 6,737 48,000 0.06%
11 Clearbridge Investments, LLC 7,476 53,000 0.06%
12 Pekin Hardy Strauss, Inc. 10,000 71,000 0.08%
13 HighTower Advisors, LLC 10,070 71,000 0.08%
14 WFG Advisors, LP 11,068 78,000 0.09%
15 F&V Capital Management, LLC 13,637 97,000 0.12%
16 Granite Investment Advisors, LLC 14,000 99,000 0.12%
17 NATIONAL PLANNING CORP 13,915 101,000 0.12%
18 SUSQUEHANNA INTERNATIONAL GROUP, LLP 14,632 104,000 0.12%
19 ACG Wealth 15,446 109,000 0.13%
20 LADENBURG THALMANN FINANCIAL SERVICES INC. 15,998 113,000 0.13%
21 PNC FINANCIAL SERVICES GROUP, INC. 15,980 114,000 0.14%
22 Cetera Advisor Networks LLC 16,661 118,000 0.14%
23 ADVISOR GROUP, INC. 17,580 124,000 0.15%
24 MSI Financial Services Inc 18,862 133,000 0.16%
25 Raymond James Financial Services Advisors, Inc. 19,702 139,000 0.17%
26 REGIONS FINANCIAL CORP 20,303 144,000 0.17%
27 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 21,141 150,000 0.18%
28 BLAIR WILLIAM & CO/IL 22,000 156,000 0.19%
29 IFP ADVISORS, INC 22,845 162,000 0.19%
30 Weiss Asset Management LP 23,587 167,000 0.20%
31 ROYAL BANK OF CANADA 25,670 181,000 0.22%
32 ALETHEA CAPITAL MANAGEMENT, LLC 26,585 188,000 0.22%
33 FineMark National Bank & Trust 28,000 198,000 0.24%
34 Yorktown Management & Research Co Inc 30,000 212,000 0.25%
35 CETERA INVESTMENT ADVISERS 31,297 222,000 0.26%
36 RAYMOND JAMES TRUST N.A. 33,500 237,000 0.28%
37 STIFEL FINANCIAL CORP 45,550 321,000 0.38%
38 First Allied Advisory Services, Inc. 48,500 343,000 0.41%
39 SONORA INVESTMENT MANAGEMENT, LLC 59,468 421,033 0.50%
40 Creative Planning 63,740 451,000 0.54%
41 RAYMOND JAMES & ASSOCIATES 71,007 503,000 0.60%
42 Commonwealth Equity Services, Inc 92,519 655,000 0.78%
43 BANK OF AMERICA CORP /DE/ 93,757 664,000 0.79%
44 CITIGROUP INC 119,300 845,000 1.01%
45 WELLS FARGO & COMPANY/MN 172,071 1,219,000 1.45%
46 DOLIVER ADVISORS, LP 182,974 1,296,000 1.55%
47 Laurion Capital Management LP 200,714 1,421,000 1.69%
48 Capital Investment Advisors, LLC 260,334 1,843,000 2.20%
49 Windsor Capital Management, LLC 261,720 1,852,000 2.21%
50 Cambridge Investment Research Advisors, Inc. 277,524 1,965,000 2.34%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.