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SPECIAL OPPORTUNITIES FD INC
SPECIAL OPPORTUNITIES FD INC . Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 18 Institutional holders with a total value of $24,848,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SIT INVESTMENT ASSOCIATES INC 375,687 5,489,000 22.09%
2 Ancora Advisors LLC 292,134 4,268,000 17.18%
3 RIVERNORTH CAPITAL MANAGEMENT, LLC 219,877 3,212,000 12.93%
4 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 216,906 3,169,000 12.75%
5 CSS LLC/IL 189,127 2,763,000 11.12%
6 Shaker Financial Services, LLC 113,167 1,653,000 6.65%
7 Thomas J. Herzfeld Advisors, Inc. 71,059 1,038,000 4.18%
8 Horizon Kinetics LLC 65,680 959,000 3.86%
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 51,374 751,000 3.02%
10 MORGAN STANLEY 27,658 404,000 1.63%
11 LADENBURG THALMANN FINANCIAL SERVICES INC. 24,007 351,000 1.41%
12 WELLS FARGO & COMPANY/MN 22,027 322,000 1.30%
13 FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 13,768 201,000 0.81%
14 FIRST MANHATTAN CO. LLC. 10,000 146,000 0.59%
15 ROYAL BANK OF CANADA 4,708 68,000 0.27%
16 BANK OF AMERICA CORP /DE/ 2,273 33,000 0.13%
17 THRIVENT FINANCIAL FOR LUTHERANS 910 13,000 0.05%
18 Financial Architects, Inc 575 8,000 0.03%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.