Dark
Light
System
Security
HAWTHORN BANCSHARES INC
HAWTHORN BANCSHARES INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 14 Institutional holders with a total value of $7,652,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GENDELL JEFFREY L 394,693 5,222,000 68.24%
2 DIMENSIONAL FUND ADVISORS LP 74,157 993,000 12.98%
3 VANGUARD GROUP INC 52,943 709,000 9.27%
4 RBF Capital, LLC 26,801 355,000 4.64%
5 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 11,164 150,000 1.96%
6 INVESTMENT CENTERS OF AMERICA INC 10,454 142,000 1.86%
7 Creative Planning 1,580 21,000 0.27%
8 BLACKROCK ADVISORS LLC 1,194 16,000 0.21%
9 UBS AG 1,135 15,000 0.20%
10 Tower Research Capital LLC (TRC) 983 13,000 0.17%
11 BlackRock Institutional Trust Company, N.A. 503 7,000 0.09%
12 MORGAN STANLEY 570 7,000 0.09%
13 CENTRAL TRUST Co 168 2,000 0.03%
14 WELLS FARGO & COMPANY/MN 10 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.