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HAWTHORN BANCSHARES INC
HAWTHORN BANCSHARES INC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 11 Institutional holders with a total value of $10,225,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GENDELL JEFFREY L 529,955 7,403,000 72.40%
2 DIMENSIONAL FUND ADVISORS LP 81,479 1,138,000 11.13%
3 VANGUARD GROUP INC 58,090 811,000 7.93%
4 RBF Capital, LLC 28,987 405,000 3.96%
5 GOLDMAN SACHS GROUP INC 16,225 227,000 2.22%
6 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 12,074 169,000 1.65%
7 Creative Planning 3,072 43,000 0.42%
8 UBS Group AG 730 11,000 0.11%
9 BlackRock Investment Management, LLC 745 10,000 0.10%
10 MORGAN STANLEY 606 8,000 0.08%
11 WELLS FARGO & COMPANY/MN 10 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.