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HAWTHORN BANCSHARES INC
HAWTHORN BANCSHARES INC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 13 Institutional holders with a total value of $11,300,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GENDELL JEFFREY L 530,274 8,352,000 73.91%
2 DIMENSIONAL FUND ADVISORS LP 81,479 1,280,000 11.33%
3 VANGUARD GROUP INC 58,190 914,000 8.09%
4 RBF Capital, LLC 28,987 457,000 4.04%
5 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 12,074 190,000 1.68%
6 Creative Planning 3,072 48,000 0.42%
7 UBS Group AG 1,939 30,000 0.27%
8 BlackRock Investment Management, LLC 810 13,000 0.12%
9 BlackRock Fund Advisors 623 10,000 0.09%
10 MUFG Americas Holdings Corp 380 6,000 0.05%
11 WELLS FARGO & COMPANY/MN 10 0 0.00%
12 Tower Research Capital LLC (TRC) 25 0 0.00%
13 MORGAN STANLEY 9 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.