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HAWTHORN BANCSHARES INC
HAWTHORN BANCSHARES INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 14 Institutional holders with a total value of $7,395,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GENDELL JEFFREY L 410,941 5,145,000 69.57%
2 DIMENSIONAL FUND ADVISORS LP 77,948 976,000 13.20%
3 VANGUARD GROUP INC 55,060 689,000 9.32%
4 RBF Capital, LLC 27,873 349,000 4.72%
5 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 11,611 145,000 1.96%
6 Creative Planning 2,956 37,000 0.50%
7 BLACKROCK ADVISORS LLC 1,241 16,000 0.22%
8 UBS AG 899 11,000 0.15%
9 BlackRock Institutional Trust Company, N.A. 523 7,000 0.09%
10 MORGAN STANLEY 570 7,000 0.09%
11 Ground Swell Capital, LLC 500 6,000 0.08%
12 Tower Research Capital LLC (TRC) 298 4,000 0.05%
13 BlackRock Investment Management, LLC 225 3,000 0.04%
14 WELLS FARGO & COMPANY/MN 10 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.