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HAWTHORN BANCSHARES INC
HAWTHORN BANCSHARES INC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 13 Institutional holders with a total value of $10,438,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GENDELL JEFFREY L 527,252 7,550,000 72.33%
2 DIMENSIONAL FUND ADVISORS LP 81,482 1,167,000 11.18%
3 VANGUARD GROUP INC 57,990 830,000 7.95%
4 RBF Capital, LLC 28,987 415,000 3.98%
5 GOLDMAN SACHS GROUP INC 17,174 246,000 2.36%
6 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 12,074 173,000 1.66%
7 UBS Group AG 1,598 23,000 0.22%
8 Tower Research Capital LLC (TRC) 831 12,000 0.11%
9 BlackRock Investment Management, LLC 745 11,000 0.11%
10 MORGAN STANLEY 593 8,000 0.08%
11 CENTRAL TRUST Co 200 3,000 0.03%
12 CITIGROUP INC 1 0 0.00%
13 WELLS FARGO & COMPANY/MN 9 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.