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HAWTHORN BANCSHARES INC
HAWTHORN BANCSHARES INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 14 Institutional holders with a total value of $8,674,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GENDELL JEFFREY L 439,272 6,040,000 69.63%
2 DIMENSIONAL FUND ADVISORS LP 77,947 1,072,000 12.36%
3 VANGUARD GROUP INC 55,060 757,000 8.73%
4 RBF Capital, LLC 27,873 383,000 4.42%
5 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 11,610 160,000 1.84%
6 INVESTMENT CENTERS OF AMERICA INC 10,872 149,000 1.72%
7 Creative Planning 2,955 41,000 0.47%
8 UBS AG 2,242 31,000 0.36%
9 BLACKROCK ADVISORS LLC 1,241 17,000 0.20%
10 MORGAN STANLEY 592 8,000 0.09%
11 BlackRock Institutional Trust Company, N.A. 523 7,000 0.08%
12 BlackRock Investment Management, LLC 403 6,000 0.07%
13 Ground Swell Capital, LLC 148 2,000 0.02%
14 WELLS FARGO & COMPANY/MN 88 1,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.