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HAWTHORN BANCSHARES INC
HAWTHORN BANCSHARES INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 14 Institutional holders with a total value of $10,757,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GENDELL JEFFREY L 528,965 7,802,000 72.53%
2 DIMENSIONAL FUND ADVISORS LP 81,479 1,202,000 11.17%
3 VANGUARD GROUP INC 58,190 858,000 7.98%
4 RBF Capital, LLC 28,987 428,000 3.98%
5 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 12,074 178,000 1.65%
6 INVESTMENT CENTERS OF AMERICA INC 11,306 167,000 1.55%
7 UBS Group AG 3,103 46,000 0.43%
8 Creative Planning 3,072 45,000 0.42%
9 BlackRock Investment Management, LLC 810 12,000 0.11%
10 BlackRock Fund Advisors 777 11,000 0.10%
11 Tower Research Capital LLC (TRC) 355 5,000 0.05%
12 MUFG Americas Holdings Corp 220 3,000 0.03%
13 MORGAN STANLEY 7 0 0.00%
14 WELLS FARGO & COMPANY/MN 9 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.