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HAWTHORN BANCSHARES INC
HAWTHORN BANCSHARES INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 14 Institutional holders with a total value of $10,503,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GENDELL JEFFREY L 550,123 7,586,000 72.23%
2 DIMENSIONAL FUND ADVISORS LP 84,728 1,168,000 11.12%
3 VANGUARD GROUP INC 60,517 835,000 7.95%
4 RBF Capital, LLC 30,146 416,000 3.96%
5 PRICE T ROWE ASSOCIATES INC /MD/ 15,573 215,000 2.05%
6 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 12,557 173,000 1.65%
7 Creative Planning 3,195 44,000 0.42%
8 CENTRAL TRUST Co 2,048 28,000 0.27%
9 BlackRock Fund Advisors 874 12,000 0.11%
10 BlackRock Investment Management, LLC 842 12,000 0.11%
11 UBS Group AG 454 7,000 0.07%
12 Tower Research Capital LLC (TRC) 284 4,000 0.04%
13 MUFG Americas Holdings Corp 220 3,000 0.03%
14 WELLS FARGO & COMPANY/MN 10 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.