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HAWTHORN BANCSHARES INC
HAWTHORN BANCSHARES INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 14 Institutional holders with a total value of $9,460,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GENDELL JEFFREY L 482,050 6,869,000 72.61%
2 DIMENSIONAL FUND ADVISORS LP 78,283 1,124,000 11.88%
3 VANGUARD GROUP INC 55,060 805,000 8.51%
4 RBF Capital, LLC 27,873 397,000 4.20%
5 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 11,610 161,000 1.70%
6 Creative Planning 2,955 42,000 0.44%
7 UBS Group AG 1,416 20,000 0.21%
8 BLACKROCK ADVISORS LLC 1,241 18,000 0.19%
9 MORGAN STANLEY 592 8,000 0.08%
10 BlackRock Institutional Trust Company, N.A. 523 7,000 0.07%
11 BlackRock Investment Management, LLC 403 6,000 0.06%
12 Tower Research Capital LLC (TRC) 208 3,000 0.03%
13 WELLS FARGO & COMPANY/MN 10 0 0.00%
14 BANK OF AMERICA CORP /DE/ 8 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.