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HAWTHORN BANCSHARES INC
HAWTHORN BANCSHARES INC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 13 Institutional holders with a total value of $9,316,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GENDELL JEFFREY L 504,774 6,759,000 72.55%
2 DIMENSIONAL FUND ADVISORS LP 78,283 1,048,000 11.25%
3 VANGUARD GROUP INC 55,760 747,000 8.02%
4 RBF Capital, LLC 27,873 373,000 4.00%
5 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 11,610 161,000 1.73%
6 INVESTMENT CENTERS OF AMERICA INC 10,872 146,000 1.57%
7 Creative Planning 2,955 40,000 0.43%
8 CENTRAL TRUST Co 1,580 21,000 0.23%
9 MORGAN STANLEY 592 8,000 0.09%
10 UBS Group AG 526 7,000 0.08%
11 BlackRock Investment Management, LLC 403 5,000 0.05%
12 CITIGROUP INC 42 1,000 0.01%
13 WELLS FARGO & COMPANY/MN 10 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.