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HAWTHORN BANCSHARES INC
HAWTHORN BANCSHARES INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 16 Institutional holders with a total value of $11,641,398.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GENDELL JEFFREY L 550,123 8,389,000 72.06%
2 DIMENSIONAL FUND ADVISORS LP 83,432 1,254,000 10.77%
3 VANGUARD GROUP INC 60,517 909,000 7.81%
4 RBF Capital, LLC 30,146 460,000 3.95%
5 PRICE T ROWE ASSOCIATES INC /MD/ 15,573 234,000 2.01%
6 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 12,556 189,000 1.62%
7 Pinnacle Holdings, LLC 6,190 94,398 0.81%
8 CENTRAL TRUST Co 2,129 32,000 0.27%
9 Creative Planning 1,418 22,000 0.19%
10 UBS Group AG 1,333 20,000 0.17%
11 BlackRock Fund Advisors 1,018 16,000 0.14%
12 BlackRock Investment Management, LLC 842 13,000 0.11%
13 Tower Research Capital LLC (TRC) 430 7,000 0.06%
14 MUFG Americas Holdings Corp 144 2,000 0.02%
15 WELLS FARGO & COMPANY/MN 9 0 0.00%
16 BANK OF AMERICA CORP /DE/ 27 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.