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HAWTHORN BANCSHARES INC
HAWTHORN BANCSHARES INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 14 Institutional holders with a total value of $10,757,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 7 0 0.00%
2 WELLS FARGO & COMPANY/MN 9 0 0.00%
3 MUFG Americas Holdings Corp 220 3,000 0.03%
4 Tower Research Capital LLC (TRC) 355 5,000 0.05%
5 BlackRock Fund Advisors 777 11,000 0.10%
6 BlackRock Investment Management, LLC 810 12,000 0.11%
7 Creative Planning 3,072 45,000 0.42%
8 UBS Group AG 3,103 46,000 0.43%
9 INVESTMENT CENTERS OF AMERICA INC 11,306 167,000 1.55%
10 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 12,074 178,000 1.65%
11 RBF Capital, LLC 28,987 428,000 3.98%
12 VANGUARD GROUP INC 58,190 858,000 7.98%
13 DIMENSIONAL FUND ADVISORS LP 81,479 1,202,000 11.17%
14 GENDELL JEFFREY L 528,965 7,802,000 72.53%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.