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BANCROFT FD LTD
BANCROFT FD LTD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 28 Institutional holders with a total value of $21,812,224.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 IFP ADVISORS, INC 9 0 0.00%
2 Creative Planning 101 2,000 0.01%
3 WEALTHPLAN PARTNERS, LLC 253 5,224 0.02%
4 BENJAMIN F. EDWARDS & COMPANY, INC. 1,080 23,000 0.11%
5 GENEOS WEALTH MANAGEMENT INC. 1,429 30,000 0.14%
6 Thomas J. Herzfeld Advisors, Inc. 1,703 36,000 0.17%
7 BANK OF AMERICA CORP /DE/ 3,260 68,000 0.31%
8 MSI Financial Services Inc 3,618 76,000 0.35%
9 Advisory Services Network, LLC 4,076 86,000 0.39%
10 PNC FINANCIAL SERVICES GROUP, INC. 5,282 111,000 0.51%
11 SHEAFF BROCK INVESTMENT ADVISORS, LLC 10,223 215,000 0.99%
12 Concert Wealth Management Inc. 10,439 219,000 1.00%
13 JNBA Financial Advisors 10,703 225,000 1.03%
14 SIGNATUREFD, LLC 10,703 225,000 1.03%
15 ROYAL BANK OF CANADA 13,066 275,000 1.26%
16 Kovack Advisors, Inc. 13,500 284,000 1.30%
17 LADENBURG THALMANN FINANCIAL SERVICES INC. 15,994 336,000 1.54%
18 CAPITAL ASSET ADVISORY SERVICES LLC 17,177 361,000 1.66%
19 LPL Financial LLC 20,016 413,000 1.89%
20 WELLS FARGO & COMPANY/MN 29,607 622,000 2.85%
21 Saba Capital Management, L.P. 30,055 631,000 2.89%
22 OPPENHEIMER & CO INC 30,526 641,000 2.94%
23 RAYMOND JAMES & ASSOCIATES 46,012 966,000 4.43%
24 GABELLI & Co INVESTMENT ADVISERS, INC. 55,400 1,163,000 5.33%
25 GUGGENHEIM CAPITAL LLC 113,445 2,383,000 10.93%
26 Advisors Asset Management, Inc. 139,024 2,920,000 13.39%
27 MORGAN STANLEY 168,452 3,537,000 16.22%
28 UBS Group AG 283,763 5,959,000 27.32%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.