Dark
Light
System
Security
BANCROFT FD LTD
BANCROFT FD LTD. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 34 Institutional holders with a total value of $23,036,563.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS Group AG 302,669 6,368,000 27.64%
2 MORGAN STANLEY 150,522 3,167,000 13.75%
3 Advisors Asset Management, Inc. 132,456 2,787,000 12.10%
4 GUGGENHEIM CAPITAL LLC 109,533 2,305,000 10.01%
5 GABELLI & Co INVESTMENT ADVISERS, INC. 55,400 1,166,000 5.06%
6 WELLS FARGO & COMPANY/MN 49,186 1,035,000 4.49%
7 AMERIPRISE FINANCIAL INC 34,532 727,000 3.16%
8 Curi Capital, LLC 33,624 707,000 3.07%
9 RAYMOND JAMES & ASSOCIATES 28,269 595,000 2.58%
10 Shaker Financial Services, LLC 28,083 591,000 2.57%
11 LADENBURG THALMANN FINANCIAL SERVICES INC. 22,397 471,000 2.04%
12 LPL Financial LLC 20,412 430,000 1.87%
13 CAPITAL ASSET ADVISORY SERVICES LLC 17,177 361,000 1.57%
14 Saba Capital Management, L.P. 15,970 336,000 1.46%
15 OPPENHEIMER & CO INC 12,829 270,000 1.17%
16 Kovack Advisors, Inc. 12,400 261,000 1.13%
17 ROYAL BANK OF CANADA 12,132 256,000 1.11%
18 SHEAFF BROCK INVESTMENT ADVISORS, LLC 11,523 242,000 1.05%
19 SIGNATUREFD, LLC 10,746 226,000 0.98%
20 Concert Wealth Management Inc. 10,708 217,000 0.94%
21 WOLVERINE ASSET MANAGEMENT LLC 7,301 153,000 0.66%
22 Advisory Services Network, LLC 5,825 123,000 0.53%
23 PNC FINANCIAL SERVICES GROUP, INC. 5,332 113,000 0.49%
24 Thomas J. Herzfeld Advisors, Inc. 1,746 37,000 0.16%
25 GENEOS WEALTH MANAGEMENT INC. 1,466 30,000 0.13%
26 BENJAMIN F. EDWARDS & COMPANY, INC. 1,107 23,000 0.10%
27 ADVISOR GROUP, INC. 512 11,000 0.05%
28 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 361 7,000 0.03%
29 BANK OF AMERICA CORP /DE/ 263 6,000 0.03%
30 WEALTHPLAN PARTNERS, LLC 263 5,563 0.02%
31 LEGACY ADVISORS, LLC 256 5,000 0.02%
32 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 156 3,000 0.01%
33 Creative Planning 105 2,000 0.01%
34 IFP ADVISORS, INC 9 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.