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PUMA BIOTECHNOLOGY
PUMA BIOTECHNOLOGY. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 116 Institutional holders with a total value of $954,193,829.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ADAGE CAPITAL PARTNERS GP, L.L.C. 5,686,668 169,406,000 17.75%
2 FMR LLC 4,873,963 145,195,000 15.22%
3 ORBIMED ADVISORS LLC 2,964,025 88,298,000 9.25%
4 JANUS HENDERSON INVESTORS US LLC 2,540,331 75,675,000 7.93%
5 VANGUARD GROUP INC 1,929,407 57,477,000 6.02%
6 PFM Health Sciences, LP 1,471,879 43,847,000 4.60%
7 Point72 Asset Management, L.P. 1,415,800 42,177,000 4.42%
8 STATE STREET CORP 1,055,380 31,441,000 3.30%
9 PRICE T ROWE ASSOCIATES INC /MD/ 1,016,874 30,293,000 3.17%
10 Capital Research Global Investors 676,600 20,156,000 2.11%
11 BlackRock Fund Advisors 602,071 17,936,000 1.88%
12 Tourbillon Capital Partners, L.P. 587,126 17,490,000 1.83%
13 BlackRock Institutional Trust Company, N.A. 582,564 17,355,000 1.82%
14 CORNERSTONE CAPITAL MANAGEMENT LLC 482,707 14,380,000 1.51%
15 EverPoint Asset Management, LLC 450,000 13,406,000 1.40%
16 BB BIOTECH AG 431,991 12,869,000 1.35%
17 BOGLE INVESTMENT MANAGEMENT L P /DE/ 395,750 11,789,000 1.24%
18 WEATHERBIE CAPITAL, LLC 280,985 8,371,000 0.88%
19 NORTHERN TRUST CORP 272,695 8,124,000 0.85%
20 BANK OF AMERICA CORP /DE/ 266,479 7,938,000 0.83%
21 Tekla Capital Management LLC 260,200 7,751,000 0.81%
22 CLOUGH CAPITAL PARTNERS L P 246,600 7,346,000 0.77%
23 JPMORGAN CHASE & CO 231,875 6,907,000 0.72%
24 Asset Management One Co., Ltd. 172,207 5,218,000 0.55%
25 GEODE CAPITAL MANAGEMENT, LLC 146,950 4,377,000 0.46%
26 PAULSON & CO. INC. 145,800 4,343,000 0.46%
27 EATON VANCE MANAGEMENT 142,000 4,230,000 0.44%
28 UBS Group AG 141,970 4,229,000 0.44%
29 D. E. Shaw & Co., Inc. 135,727 4,043,000 0.42%
30 GOLDMAN SACHS GROUP INC 133,722 3,984,000 0.42%
31 MILLENNIUM MANAGEMENT LLC 125,000 3,724,000 0.39% Put
32 NORGES BANK 124,247 3,701,000 0.39%
33 TEACHERS ADVISORS, LLC 121,192 3,610,000 0.38%
34 Bank of New York Mellon Corp 111,918 3,333,000 0.35%
35 EMERALD ACQUISITION LTD. 110,788 3,301,000 0.35%
36 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 105,022 3,129,000 0.33%
37 DEUTSCHE BANK AG\ 97,416 2,900,000 0.30%
38 Candriam S.C.A. 92,000 2,741,000 0.29%
39 BlackRock Investment Management, LLC 91,504 2,726,000 0.29%
40 TIAA CREF INVESTMENT MANAGEMENT LLC 79,231 2,360,000 0.25%
41 SUSQUEHANNA INTERNATIONAL GROUP, LLP 65,000 1,936,000 0.20% Call
42 CREDIT SUISSE AG/ 60,589 1,805,000 0.19%
43 NEW YORK STATE COMMON RETIREMENT FUND 57,300 1,707,000 0.18%
44 SUSQUEHANNA INTERNATIONAL GROUP, LLP 52,500 1,564,000 0.16% Put
45 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 51,775 1,542,000 0.16%
46 FEDERATED HERMES, INC. 50,139 1,494,000 0.16%
47 MILLENNIUM MANAGEMENT LLC 50,000 1,490,000 0.16%
48 ALLIANCEBERNSTEIN L.P. 46,840 1,395,000 0.15%
49 Swiss National Bank 45,130 1,344,000 0.14%
50 ORBIS ALLAN GRAY LTD 43,854 1,306,000 0.14%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.