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PUMA BIOTECHNOLOGY
PUMA BIOTECHNOLOGY. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 116 Institutional holders with a total value of $954,193,829.
#
Manager Name
Shares
Value ($)
%
Options
Notes
101 BNP PARIBAS FINANCIAL MARKETS 1,006 29,969 0.00%
102 ROYAL BANK OF CANADA 925 27,000 0.00%
103 Zurcher Kantonalbank (Zurich Cantonalbank) 666 20,000 0.00%
104 Tower Research Capital LLC (TRC) 687 20,000 0.00%
105 Creative Planning 323 10,000 0.00%
106 D.A. DAVIDSON & CO. 150 4,000 0.00%
107 Global X Management CO LLC 142 4,000 0.00%
108 CUTLER GROUP LLC / CA 11,100 3,000 0.00% Call
109 Checchi Capital Advisers, LLC 101 3,000 0.00%
110 GLENMEDE TRUST CO NA 100 2,000 0.00%
111 LADENBURG THALMANN FINANCIAL SERVICES INC. 74 2,000 0.00%
112 WOLVERINE TRADING LP /BD 47 1,425 0.00%
113 BlackRock Japan Co. Ltd 37 1,000 0.00%
114 ADIRONDACK TRUST CO 30 1,000 0.00%
115 INTEGRATED WEALTH MANAGEMENT 4 0 0.00%
116 ADVISOR GROUP, INC. 22 0 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.