| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 731,145 | 17,745,000 | 48.39% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 263,692 | 6,401,000 | 17.46% | ||
| 3 | Invesco Ltd. | 216,626 | 5,258,000 | 14.34% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 178,420 | 4,330,000 | 11.81% | ||
| 5 | Salient Capital Advisors, LLC | 37,029 | 899,000 | 2.45% | ||
| 6 | MORGAN STANLEY | 32,279 | 784,000 | 2.14% | ||
| 7 | ROYAL BANK OF CANADA | 21,453 | 521,000 | 1.42% | ||
| 8 | WELLS FARGO & COMPANY/MN | 9,801 | 237,000 | 0.65% | ||
| 9 | B. Riley Wealth Management, Inc. | 9,250 | 224,000 | 0.61% | ||
| 10 | UBS AG | 7,834 | 191,000 | 0.52% | ||
| 11 | Joel Isaacson & Co., LLC | 2,000 | 49,000 | 0.13% | ||
| 12 | BARCLAYS PLC | 736 | 19,000 | 0.05% | ||
| 13 | CITIGROUP INC | 490 | 12,000 | 0.03% | ||
| 14 | Tower Research Capital LLC (TRC) | 30 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
