| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 1,284,911 | 25,916,000 | 23.50% | ||
| 2 | Advisors Asset Management, Inc. | 1,157,621 | 23,349,000 | 21.18% | ||
| 3 | UBS Group AG | 655,077 | 13,213,000 | 11.98% | ||
| 4 | Invesco Ltd. | 497,474 | 10,034,000 | 9.10% | ||
| 5 | Karpus Management, Inc. | 497,096 | 10,026,000 | 9.09% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 403,680 | 8,142,000 | 7.38% | ||
| 7 | Thomas J. Herzfeld Advisors, Inc. | 165,788 | 3,344,000 | 3.03% | ||
| 8 | LAZARD ASSET MANAGEMENT LLC | 147,295 | 2,970,000 | 2.69% | ||
| 9 | MORGAN STANLEY | 135,312 | 2,730,000 | 2.48% | ||
| 10 | WELLS FARGO & COMPANY/MN | 77,662 | 1,566,000 | 1.42% | ||
| 11 | ROYAL BANK OF CANADA | 51,023 | 1,029,000 | 0.93% | ||
| 12 | WOLVERINE ASSET MANAGEMENT LLC | 44,752 | 902,000 | 0.82% | ||
| 13 | DAVENPORT & Co LLC | 38,100 | 768,477 | 0.70% | ||
| 14 | PNC FINANCIAL SERVICES GROUP, INC. | 35,868 | 724,000 | 0.66% | ||
| 15 | RAYMOND JAMES & ASSOCIATES | 34,307 | 692,000 | 0.63% | ||
| 16 | USCA RIA LLC | 33,393 | 674,000 | 0.61% | ||
| 17 | BAIRD FINANCIAL GROUP, INC. | 22,998 | 464,000 | 0.42% | ||
| 18 | OPPENHEIMER & CO INC | 23,016 | 464,000 | 0.42% | ||
| 19 | STIFEL FINANCIAL CORP | 22,354 | 451,000 | 0.41% | ||
| 20 | Greenwich Wealth Management LLC | 18,131 | 366,000 | 0.33% | ||
| 21 | TFS CAPITAL LLC | 16,759 | 338,000 | 0.31% | ||
| 22 | DEUTSCHE BANK AG\ | 16,111 | 324,000 | 0.29% | ||
| 23 | B. Riley Wealth Management, Inc. | 11,556 | 233,000 | 0.21% | ||
| 24 | WEDBUSH SECURITIES INC | 11,486 | 232,000 | 0.21% | ||
| 25 | Private Advisor Group, LLC | 11,200 | 226,000 | 0.20% | ||
| 26 | Sigma Planning Corp | 11,125 | 224,000 | 0.20% | ||
| 27 | Salient Capital Advisors, LLC | 11,029 | 222,000 | 0.20% | ||
| 28 | Brown Advisory Securities, LLC | 10,300 | 206,000 | 0.19% | ||
| 29 | LPL Financial LLC | 10,218 | 200,000 | 0.18% | ||
| 30 | Nationwide Fund Advisors | 4,120 | 83,000 | 0.08% | ||
| 31 | AMERICAN INTERNATIONAL GROUP, INC. | 3,016 | 60,836 | 0.06% | ||
| 32 | Joel Isaacson & Co., LLC | 2,000 | 40,000 | 0.04% | ||
| 33 | GUPTA WEALTH MANAGEMENT LLC | 1,250 | 25,000 | 0.02% | ||
| 34 | BLACKROCK ADVISORS LLC | 1,000 | 20,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
