| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 932,022 | 27,588,000 | 48.04% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 379,289 | 11,227,000 | 19.55% | ||
| 3 | Invesco Ltd. | 287,249 | 8,503,000 | 14.81% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 178,621 | 5,287,000 | 9.21% | ||
| 5 | MORGAN STANLEY | 39,524 | 1,170,000 | 2.04% | ||
| 6 | UBS AG | 35,001 | 1,036,000 | 1.80% | ||
| 7 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 26,341 | 780,000 | 1.36% | ||
| 8 | ROYAL BANK OF CANADA | 21,165 | 626,000 | 1.09% | ||
| 9 | Salient Capital Advisors, LLC | 11,029 | 327,000 | 0.57% | ||
| 10 | WELLS FARGO & COMPANY/MN | 10,710 | 317,000 | 0.55% | ||
| 11 | B. Riley Wealth Management, Inc. | 9,250 | 273,000 | 0.48% | ||
| 12 | DEUTSCHE BANK AG\ | 4,095 | 121,000 | 0.21% | ||
| 13 | Thomas J. Herzfeld Advisors, Inc. | 3,001 | 89,000 | 0.15% | ||
| 14 | Joel Isaacson & Co., LLC | 2,000 | 59,000 | 0.10% | ||
| 15 | PNC FINANCIAL SERVICES GROUP, INC. | 500 | 15,000 | 0.03% | ||
| 16 | BARCLAYS PLC | 475 | 14,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
