| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 1,471,848 | 35,295,000 | 31.72% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 1,360,739 | 32,632,000 | 29.32% | ||
| 3 | Invesco Ltd. | 626,127 | 15,015,000 | 13.49% | ||
| 4 | UBS Group AG | 277,580 | 6,656,000 | 5.98% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 199,509 | 4,784,000 | 4.30% | ||
| 6 | Thomas J. Herzfeld Advisors, Inc. | 132,800 | 3,156,000 | 2.84% | ||
| 7 | MORGAN STANLEY | 126,288 | 3,029,000 | 2.72% | ||
| 8 | BB&T SECURITIES, LLC | 10,210 | 2,448,000 | 2.20% | ||
| 9 | WELLS FARGO & COMPANY/MN | 78,919 | 1,892,000 | 1.70% | ||
| 10 | ROYAL BANK OF CANADA | 53,490 | 1,283,000 | 1.15% | ||
| 11 | STIFEL FINANCIAL CORP | 51,908 | 1,245,000 | 1.12% | ||
| 12 | DAVENPORT & Co LLC | 32,429 | 777,647 | 0.70% | ||
| 13 | RAYMOND JAMES & ASSOCIATES | 25,637 | 615,000 | 0.55% | ||
| 14 | BNP PARIBAS FINANCIAL MARKETS | 15,160 | 363,537 | 0.33% | ||
| 15 | Robert W. Baird & Co. Inc | 14,612 | 350,000 | 0.31% | ||
| 16 | OPPENHEIMER & CO INC | 13,262 | 318,000 | 0.29% | ||
| 17 | WEDBUSH SECURITIES INC | 11,311 | 271,000 | 0.24% | ||
| 18 | Salient Capital Advisors, LLC | 11,029 | 264,000 | 0.24% | ||
| 19 | LPL Financial LLC | 10,358 | 248,000 | 0.22% | ||
| 20 | ACG Wealth | 9,059 | 217,000 | 0.20% | ||
| 21 | B. Riley Wealth Management, Inc. | 9,006 | 215,000 | 0.19% | ||
| 22 | DEUTSCHE BANK AG\ | 4,141 | 99,000 | 0.09% | ||
| 23 | Joel Isaacson & Co., LLC | 2,000 | 48,000 | 0.04% | ||
| 24 | BANK OF MONTREAL /CAN/ | 858 | 21,000 | 0.02% | ||
| 25 | Creative Planning | 572 | 14,000 | 0.01% | ||
| 26 | PNC FINANCIAL SERVICES GROUP, INC. | 500 | 12,000 | 0.01% | ||
| 27 | NATIONAL PLANNING CORP | 500 | 11,665 | 0.01% | ||
| 28 | BlackRock Investment Management, LLC | 48 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
