| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 958,432 | 12,153,000 | 20.48% | ||
| 2 | Advisors Asset Management, Inc. | 732,675 | 9,290,000 | 15.66% | ||
| 3 | UBS Group AG | 593,917 | 7,531,000 | 12.69% | ||
| 4 | SIT INVESTMENT ASSOCIATES INC | 408,369 | 5,178,000 | 8.73% | ||
| 5 | SEGALL BRYANT & HAMILL, LLC | 362,450 | 4,596,000 | 7.75% | ||
| 6 | MORGAN STANLEY | 337,208 | 4,275,000 | 7.20% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 306,441 | 3,885,000 | 6.55% | ||
| 8 | Thomas J. Herzfeld Advisors, Inc. | 217,396 | 2,757,000 | 4.65% | ||
| 9 | WELLS FARGO & COMPANY/MN | 178,795 | 2,267,000 | 3.82% | ||
| 10 | ROYAL BANK OF CANADA | 74,632 | 946,000 | 1.59% | ||
| 11 | Salient Capital Advisors, LLC | 54,853 | 696,000 | 1.17% | ||
| 12 | OPPENHEIMER & CO INC | 52,477 | 665,000 | 1.12% | ||
| 13 | Invesco Ltd. | 51,266 | 650,000 | 1.10% | ||
| 14 | STIFEL FINANCIAL CORP | 47,759 | 604,000 | 1.02% | ||
| 15 | DAVENPORT & Co LLC | 42,290 | 536,237 | 0.90% | ||
| 16 | DESCHUTES PORTFOLIO STRATEGY, LLC | 40,268 | 511,000 | 0.86% | ||
| 17 | Commonwealth Equity Services, Inc | 30,332 | 385,000 | 0.65% | ||
| 18 | Coe Capital Management, LLC | 30,000 | 364,800 | 0.61% | ||
| 19 | CITIGROUP INC | 28,427 | 360,000 | 0.61% | ||
| 20 | RAYMOND JAMES & ASSOCIATES | 24,778 | 314,000 | 0.53% | ||
| 21 | AMERIPRISE FINANCIAL INC | 23,633 | 300,000 | 0.51% | ||
| 22 | Private Advisor Group, LLC | 17,922 | 225,000 | 0.38% | ||
| 23 | TFS CAPITAL LLC | 16,220 | 206,000 | 0.35% | ||
| 24 | Brown Advisory Securities, LLC | 13,830 | 175,000 | 0.29% | ||
| 25 | ROBINSON CAPITAL MANAGEMENT, LLC | 11,400 | 145,000 | 0.24% | ||
| 26 | Bison Wealth, LLC | 10,059 | 128,000 | 0.22% | ||
| 27 | SIGNATUREFD, LLC | 3,000 | 38,000 | 0.06% | ||
| 28 | WFG Advisors, LP | 2,975 | 38,000 | 0.06% | ||
| 29 | JNBA Financial Advisors | 3,000 | 38,000 | 0.06% | ||
| 30 | Joel Isaacson & Co., LLC | 2,000 | 25,000 | 0.04% | ||
| 31 | D.A. DAVIDSON & CO. | 1,950 | 24,000 | 0.04% | ||
| 32 | Estabrook Capital Management | 1,144 | 14,506 | 0.02% | ||
| 33 | Creative Planning | 572 | 7,000 | 0.01% | ||
| 34 | Advisory Services Network, LLC | 472 | 6,000 | 0.01% | ||
| 35 | MSI Financial Services Inc | 368 | 5,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
