| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 1,032,035 | 11,579,000 | 21.25% | ||
| 2 | Advisors Asset Management, Inc. | 729,472 | 8,185,000 | 15.02% | ||
| 3 | UBS Group AG | 544,904 | 6,114,000 | 11.22% | ||
| 4 | SIT INVESTMENT ASSOCIATES INC | 478,580 | 5,370,000 | 9.86% | ||
| 5 | SEGALL BRYANT & HAMILL, LLC | 400,450 | 4,493,000 | 8.25% | ||
| 6 | MORGAN STANLEY | 344,323 | 3,863,000 | 7.09% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 330,613 | 3,710,000 | 6.81% | ||
| 8 | Thomas J. Herzfeld Advisors, Inc. | 227,074 | 2,548,000 | 4.68% | ||
| 9 | WELLS FARGO & COMPANY/MN | 166,086 | 1,863,000 | 3.42% | ||
| 10 | Invesco Ltd. | 159,511 | 1,790,000 | 3.29% | ||
| 11 | ROYAL BANK OF CANADA | 66,807 | 750,000 | 1.38% | ||
| 12 | Salient Capital Advisors, LLC | 58,853 | 660,000 | 1.21% | ||
| 13 | STIFEL FINANCIAL CORP | 50,625 | 568,000 | 1.04% | ||
| 14 | DAVENPORT & Co LLC | 41,598 | 466,730 | 0.86% | ||
| 15 | OPPENHEIMER & CO INC | 34,591 | 388,000 | 0.71% | ||
| 16 | Commonwealth Equity Services, Inc | 30,826 | 346,000 | 0.64% | ||
| 17 | Coe Capital Management, LLC | 30,000 | 336,600 | 0.62% | ||
| 18 | RAYMOND JAMES & ASSOCIATES | 27,663 | 310,000 | 0.57% | ||
| 19 | AMERIPRISE FINANCIAL INC | 26,915 | 291,000 | 0.53% | ||
| 20 | CITIGROUP INC | 16,095 | 181,000 | 0.33% | ||
| 21 | TFS CAPITAL LLC | 14,396 | 162,000 | 0.30% | ||
| 22 | Brown Advisory Securities, LLC | 13,807 | 154,000 | 0.28% | ||
| 23 | Bison Wealth, LLC | 12,233 | 137,000 | 0.25% | ||
| 24 | Private Advisor Group, LLC | 10,972 | 123,000 | 0.23% | ||
| 25 | SIGNATUREFD, LLC | 3,000 | 34,000 | 0.06% | ||
| 26 | Joel Isaacson & Co., LLC | 2,000 | 22,000 | 0.04% | ||
| 27 | D.A. DAVIDSON & CO. | 1,950 | 21,000 | 0.04% | ||
| 28 | Estabrook Capital Management | 1,144 | 12,836 | 0.02% | ||
| 29 | Creative Planning | 572 | 6,000 | 0.01% | ||
| 30 | MSI Financial Services Inc | 361 | 4,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
