| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 1,181,482 | 11,260,000 | 22.89% | ||
| 2 | Advisors Asset Management, Inc. | 969,617 | 9,240,000 | 18.79% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 456,963 | 4,355,000 | 8.85% | ||
| 4 | UBS Group AG | 441,452 | 4,207,000 | 8.55% | ||
| 5 | SEGALL BRYANT & HAMILL, LLC | 405,700 | 3,866,000 | 7.86% | ||
| 6 | MORGAN STANLEY | 326,355 | 3,110,000 | 6.32% | ||
| 7 | Invesco Ltd. | 272,005 | 2,592,000 | 5.27% | ||
| 8 | Thomas J. Herzfeld Advisors, Inc. | 239,697 | 2,284,000 | 4.64% | ||
| 9 | SIT INVESTMENT ASSOCIATES INC | 210,428 | 2,005,000 | 4.08% | ||
| 10 | WELLS FARGO & COMPANY/MN | 115,368 | 1,099,000 | 2.23% | ||
| 11 | STIFEL FINANCIAL CORP | 78,818 | 751,000 | 1.53% | ||
| 12 | SG Americas Securities, LLC | 74,382 | 709,000 | 1.44% | ||
| 13 | ROYAL BANK OF CANADA | 56,165 | 535,000 | 1.09% | ||
| 14 | USCA RIA LLC | 49,393 | 471,000 | 0.96% | ||
| 15 | Weiss Asset Management LP | 40,948 | 390,000 | 0.79% | ||
| 16 | DAVENPORT & Co LLC | 36,870 | 351,371 | 0.71% | ||
| 17 | Salient Capital Advisors, LLC | 34,753 | 331,000 | 0.67% | ||
| 18 | Commonwealth Equity Services, Inc | 30,869 | 294,000 | 0.60% | ||
| 19 | RAYMOND JAMES & ASSOCIATES | 23,633 | 225,000 | 0.46% | ||
| 20 | Virtu KCG Holdings LLC | 20,510 | 195,000 | 0.40% | ||
| 21 | LPL Financial LLC | 18,436 | 176,000 | 0.36% | ||
| 22 | Coe Capital Management, LLC | 14,527 | 138,442 | 0.28% | ||
| 23 | OPPENHEIMER & CO INC | 13,800 | 131,000 | 0.27% | ||
| 24 | Private Advisor Group, LLC | 13,209 | 126,000 | 0.26% | ||
| 25 | B. Riley Wealth Management, Inc. | 12,362 | 117,000 | 0.24% | ||
| 26 | Bison Wealth, LLC | 12,223 | 116,000 | 0.24% | ||
| 27 | Tower Research Capital LLC (TRC) | 4,398 | 42,000 | 0.09% | ||
| 28 | SIGNATUREFD, LLC | 3,000 | 29,000 | 0.06% | ||
| 29 | Joel Isaacson & Co., LLC | 2,000 | 19,000 | 0.04% | ||
| 30 | Estabrook Capital Management | 1,144 | 10,902 | 0.02% | ||
| 31 | Creative Planning | 572 | 5,000 | 0.01% | ||
| 32 | MSI Financial Services Inc | 350 | 3,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
