| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 996,345 | 13,531,000 | 19.32% | ||
| 2 | UBS Group AG | 860,936 | 11,692,000 | 16.70% | ||
| 3 | Advisors Asset Management, Inc. | 829,255 | 11,261,000 | 16.08% | ||
| 4 | MORGAN STANLEY | 544,401 | 7,393,000 | 10.56% | ||
| 5 | SIT INVESTMENT ASSOCIATES INC | 404,245 | 5,490,000 | 7.84% | ||
| 6 | SEGALL BRYANT & HAMILL, LLC | 356,850 | 4,846,000 | 6.92% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 280,193 | 3,805,000 | 5.43% | ||
| 8 | Thomas J. Herzfeld Advisors, Inc. | 190,770 | 2,591,000 | 3.70% | ||
| 9 | WELLS FARGO & COMPANY/MN | 188,178 | 2,556,000 | 3.65% | ||
| 10 | ROYAL BANK OF CANADA | 75,114 | 1,020,000 | 1.46% | ||
| 11 | STIFEL FINANCIAL CORP | 66,906 | 909,000 | 1.30% | ||
| 12 | Salient Capital Advisors, LLC | 54,853 | 745,000 | 1.06% | ||
| 13 | OPPENHEIMER & CO INC | 45,619 | 620,000 | 0.89% | ||
| 14 | DAVENPORT & Co LLC | 36,723 | 498,000 | 0.71% | ||
| 15 | Invesco Ltd. | 31,595 | 429,000 | 0.61% | ||
| 16 | INTRINSIC EDGE CAPITAL MANAGEMENT LLC | 30,000 | 407,000 | 0.58% | ||
| 17 | RAYMOND JAMES & ASSOCIATES | 28,158 | 382,000 | 0.55% | ||
| 18 | AMERIPRISE FINANCIAL INC | 23,734 | 322,000 | 0.46% | ||
| 19 | Commonwealth Equity Services, Inc | 21,290 | 289,000 | 0.41% | ||
| 20 | TFS CAPITAL LLC | 18,788 | 255,000 | 0.36% | ||
| 21 | Brown Advisory Securities, LLC | 14,851 | 203,000 | 0.29% | ||
| 22 | Private Advisor Group, LLC | 13,822 | 188,000 | 0.27% | ||
| 23 | Bison Wealth, LLC | 10,061 | 137,000 | 0.20% | ||
| 24 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 10,001 | 136,000 | 0.19% | ||
| 25 | ROBINSON CAPITAL MANAGEMENT, LLC | 8,000 | 109,000 | 0.16% | ||
| 26 | WFG Advisors, LP | 2,975 | 40,000 | 0.06% | ||
| 27 | BENJAMIN F. EDWARDS & COMPANY, INC. | 2,783 | 38,000 | 0.05% | ||
| 28 | D.A. DAVIDSON & CO. | 1,950 | 26,000 | 0.04% | ||
| 29 | FIRST COMMAND BANK | 1,732 | 24,000 | 0.03% | ||
| 30 | FIRST COMMAND FINANCIAL SERVICES, INC. | 1,732 | 24,000 | 0.03% | ||
| 31 | Estabrook Capital Management | 1,144 | 15,536 | 0.02% | ||
| 32 | ROYAL FUND MANAGEMENT, LLC | 1,155 | 15,000 | 0.02% | ||
| 33 | Baystate Wealth Management LLC | 1,072 | 15,000 | 0.02% | ||
| 34 | Creative Planning | 572 | 8,000 | 0.01% | ||
| 35 | MSI Financial Services Inc | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
