| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 1,245,983 | 17,430,000 | 24.63% | ||
| 2 | Advisors Asset Management, Inc. | 1,044,405 | 14,611,000 | 20.65% | ||
| 3 | UBS Group AG | 761,245 | 10,649,000 | 15.05% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 618,369 | 8,651,000 | 12.23% | ||
| 5 | Invesco Ltd. | 364,819 | 5,104,000 | 7.21% | ||
| 6 | MORGAN STANLEY | 239,763 | 3,354,000 | 4.74% | ||
| 7 | Thomas J. Herzfeld Advisors, Inc. | 220,595 | 3,086,000 | 4.36% | ||
| 8 | SIT INVESTMENT ASSOCIATES INC | 145,947 | 2,042,000 | 2.89% | ||
| 9 | ROYAL BANK OF CANADA | 74,480 | 1,042,000 | 1.47% | ||
| 10 | WELLS FARGO & COMPANY/MN | 71,167 | 995,000 | 1.41% | ||
| 11 | USCA RIA LLC | 56,393 | 789,000 | 1.12% | ||
| 12 | Commonwealth Equity Services, Inc | 37,883 | 530,000 | 0.75% | ||
| 13 | DAVENPORT & Co LLC | 37,427 | 523,603 | 0.74% | ||
| 14 | STIFEL FINANCIAL CORP | 34,400 | 481,000 | 0.68% | ||
| 15 | RAYMOND JAMES & ASSOCIATES | 25,300 | 354,000 | 0.50% | ||
| 16 | Salient Capital Advisors, LLC | 17,508 | 245,000 | 0.35% | ||
| 17 | DEUTSCHE BANK AG\ | 16,111 | 225,000 | 0.32% | ||
| 18 | OPPENHEIMER & CO INC | 15,850 | 222,000 | 0.31% | ||
| 19 | Brown Advisory Securities, LLC | 10,300 | 144,000 | 0.20% | ||
| 20 | Greenwich Wealth Management LLC | 10,159 | 142,000 | 0.20% | ||
| 21 | SIGNATUREFD, LLC | 3,000 | 42,000 | 0.06% | ||
| 22 | Joel Isaacson & Co., LLC | 2,000 | 28,000 | 0.04% | ||
| 23 | GUPTA WEALTH MANAGEMENT LLC | 1,250 | 17,000 | 0.02% | ||
| 24 | BLACKROCK ADVISORS LLC | 1,220 | 17,000 | 0.02% | ||
| 25 | Estabrook Capital Management | 1,144 | 16,005 | 0.02% | ||
| 26 | Tower Research Capital LLC (TRC) | 904 | 13,000 | 0.02% | ||
| 27 | Creative Planning | 572 | 8,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
